Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ALZN | Common Stock | Purchase | $110K | +100K | $1.10 | 100K | Mar 18, 2022 | By Ault Alpha LP | F1 | |
holding | ALZN | Common Stock | 2.5M | Mar 18, 2022 | Direct | ||||||
holding | ALZN | Common Stock | 14.9M | Mar 18, 2022 | By Ault Life Sciences, Inc. | F2 | |||||
holding | ALZN | Common Stock | 7M | Mar 18, 2022 | By Digital Power Lending, LLC | F3 | |||||
holding | ALZN | Common Stock | 10M | Mar 18, 2022 | By Ault Life Sciences Fund, LLC | F4 |
Id | Content |
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F1 | Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha LP. |
F2 | Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences, Inc. |
F3 | Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL. |
F4 | Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences Fund, LLC. |