CNH Capital Co Ltd - 19 Mar 2021 Form 4 Insider Report for PubMatic, Inc. (PUBM)

Role
10%+ Owner
Signature
CNH Capital Co., Ltd., By: /s/ Woo Seob Kwak, Chief Executive Officer
Issuer symbol
PUBM
Transactions as of
19 Mar 2021
Net transactions value
+$9,298,327
Form type
4
Filing time
22 Mar 2022, 17:48:21 UTC
Previous filing
22 Mar 2022
This filing has been restated, see here for the amended filing

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PUBM Class A Common Stock Purchase $171,350 +5,000 +3.8% $34.27 137,050 24 May 2021 See Note F3, F5
transaction PUBM Class A Common Stock Purchase $409,200 +12,000 +1.6% $34.10 750,000 24 May 2021 See Note F4
transaction PUBM Class A Common Stock Purchase $168,150 +5,000 +3.6% $33.63 142,050 25 May 2021 See Note F3, F6
transaction PUBM Class A Common Stock Purchase $326,300 +10,000 +1.3% $32.63 760,000 25 May 2021 See Note F4
transaction PUBM Class A Common Stock Purchase $162,600 +5,000 +33% $32.52 20,000 26 May 2021 See Note F1, F7
transaction PUBM Class A Common Stock Purchase $340,000 +10,000 +1.3% $34.00 765,000 26 May 2021 See Note F4
transaction PUBM Class A Common Stock Purchase $1,095,500 +35,000 +4.6% $31.30 800,000 27 May 2021 See Note F4
transaction PUBM Class A Common Stock Purchase $310,600 +10,000 +7% $31.06 152,050 28 May 2021 See Note F3, F8
transaction PUBM Class A Common Stock Purchase $147,850 +5,000 +0.62% $29.57 805,000 28 May 2021 See Note F4
transaction PUBM Class A Common Stock Purchase $275,077 +9,350 +6.1% $29.42 161,400 01 Jun 2021 See Note F3, F9
transaction PUBM Class A Common Stock Purchase $19,500 +650 +0.4% $30.00 162,050 01 Jun 2021 See Note F3
transaction PUBM Class A Common Stock Purchase $131,490 +4,500 +22% $29.22 24,500 01 Jun 2021 See Note F1, F10
transaction PUBM Class A Common Stock Purchase $15,005 +500 +2% $30.01 25,000 01 Jun 2021 See Note F1
transaction PUBM Class A Common Stock Purchase $291,800 +10,000 +1.2% $29.18 815,000 01 Jun 2021 See Note F4
transaction PUBM Class A Common Stock Purchase $144,800 +5,000 +3.1% $28.96 167,050 02 Jun 2021 See Note F3, F11
transaction PUBM Class A Common Stock Purchase $295,300 +10,000 +1.2% $29.53 825,000 02 Jun 2021 See Note F4
transaction PUBM Class A Common Stock Purchase $287,400 +10,000 +6% $28.74 177,050 03 Jun 2021 See Note F3, F12
transaction PUBM Class A Common Stock Purchase $284,200 +10,000 +1.2% $28.42 835,000 03 Jun 2021 See Note F4
transaction PUBM Class A Common Stock Purchase $244,905 +8,700 +4.9% $28.15 185,750 04 Jun 2021 See Note F3, F13
transaction PUBM Class A Common Stock Purchase $37,713 +1,300 +0.7% $29.01 187,050 04 Jun 2021 See Note F3, F14
transaction PUBM Class A Common Stock Purchase $136,750 +5,000 +0.6% $27.35 840,000 04 Jun 2021 See Note F4
transaction PUBM Class A Common Stock Purchase $137,300 +5,000 +2.7% $27.46 192,050 07 Jun 2021 See Note F3, F15
transaction PUBM Class A Common Stock Purchase $68,975 +2,500 +10% $27.59 27,500 07 Jun 2021 See Note F1, F16
transaction PUBM Class A Common Stock Purchase $86,370 +3,000 +0.36% $28.79 843,000 07 Jun 2021 See Note F4
transaction PUBM Class A Common Stock Purchase $150,200 +5,000 +2.6% $30.04 197,050 08 Jun 2021 See Note F3, F17
transaction PUBM Class A Common Stock Purchase $212,450 +7,000 +0.83% $30.35 850,000 08 Jun 2021 See Note F4
transaction PUBM Class A Common Stock Purchase $168,600 +5,000 +18% $33.72 32,500 14 Jun 2021 See Note F1, F18
transaction PUBM Class A Common Stock Purchase $166,900 +5,000 +15% $33.38 37,500 15 Jun 2021 See Note F1, F19
transaction PUBM Class A Common Stock Purchase $100,421 +3,022 +8.1% $33.23 40,522 16 Jun 2021 See Note F1, F20
transaction PUBM Class A Common Stock Purchase $67,173 +1,978 +4.9% $33.96 42,500 16 Jun 2021 See Note F1, F21

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PUBM Contract For Difference Purchase $145,500 +3,000 +23% $48.50 16,000 24 Mar 2021 Class A Common Stock 3,000 See Note F1, F31
transaction PUBM Contract For Difference Purchase $230,000 +5,000 +10% $46.00 53,500 30 Mar 2021 Class A Common Stock 5,000 See Note F2, F31
transaction PUBM Contract For Difference Purchase $315,000 +7,000 +16% $45.00 50,463 30 Mar 2021 Class A Common Stock 7,000 See Note F3, F31
transaction PUBM Contract For Difference Purchase $138,900 +3,000 +5.9% $46.30 53,463 30 Mar 2021 Class A Common Stock 3,000 See Note F3, F31
transaction PUBM Contract For Difference Purchase $28,459 +539 +1% $52.80 54,002 16 Apr 2021 Class A Common Stock 539 See Note F3, F31
transaction PUBM Contract For Difference Purchase $773,664 +14,461 +27% $53.50 68,463 16 Apr 2021 Class A Common Stock 14,461 See Note F3, F22, F31
transaction PUBM Contract For Difference Purchase $279,700 +5,000 +7.3% $55.94 73,463 16 Apr 2021 Class A Common Stock 5,000 See Note F3, F23, F31
transaction PUBM Contract For Difference Purchase $188,050 +5,000 +31% $37.61 21,000 12 May 2021 Class A Common Stock 5,000 See Note F1, F24, F31
transaction PUBM Contract For Difference Purchase $72,500 +2,500 +12% $29.00 23,500 02 Jun 2021 Class A Common Stock 2,500 See Note F1, F25, F31
transaction PUBM Contract For Difference Purchase $143,700 +5,000 +21% $28.74 28,500 03 Jun 2021 Class A Common Stock 5,000 See Note F1, F26, F31
transaction PUBM Contract For Difference Purchase $143,800 +5,000 +12% $28.76 45,500 03 Jun 2021 Class A Common Stock 5,000 See Note F4, F27, F31
transaction PUBM Contract For Difference Purchase $69,625 +2,500 +8.8% $27.85 31,000 04 Jun 2021 Class A Common Stock 2,500 See Note F1, F31
transaction PUBM Contract For Difference Purchase $71,750 +2,500 +8.1% $28.70 33,500 04 Jun 2021 Class A Common Stock 2,500 See Note F1, F28, F31
transaction PUBM Contract For Difference Purchase $75,050 +2,500 +7.5% $30.02 36,000 08 Jun 2021 Class A Common Stock 2,500 See Note F1, F29, F31
transaction PUBM Contract For Difference Purchase $168,750 +5,000 +11% $33.75 50,500 16 Jun 2021 Class A Common Stock 5,000 See Note F4, F30, F31
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

CNH Capital Co Ltd is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Directly by Granite Holdings Co, Ltd. (?Granite?). CNH Co., Ltd. (?CNH?) is a subsidiary of Granite. Each of CNH Capital Co., Ltd. (?CNH Capital?) and CNH Hospitality Co., Ltd. (?CNH Hospitality?) is a subsidiary of CNH. Duk Ho Cho is the majority shareholder of Granite and chairperson of CNH. Because of the relationships described herein, Mr. Cho may be deemed to beneficially own the securities beneficially owned by Granite, Granite may be deemed to beneficially own the securities beneficially owned by CNH and CNH may be deemed to beneficially own the securities held by each of CNH Capital and CNH Hospitality. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.
F2 Directly held by CNH.
F3 Directly held by CNH Capital.
F4 Directly held by Duk Ho Cho.
F5 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.11 to $34.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F6 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.51 to $34.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F7 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $32.30 to $32.65, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F8 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.90 to $31.35, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F9 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.98 to $29.70, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F10 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.98 to $29.70, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F11 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.70 to $29.20, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F12 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.20 to $28.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F13 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.85 to $28.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F14 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.88 to $29.36, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F15 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.00 to $27.80, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F16 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.30 to $27.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F17 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.00 to $30.20, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F18 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.20 to $34.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F19 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.30 to $33.51, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F20 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $32.80 to $33.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F21 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.94 to $33.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F22 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $53.00 to $54.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F23 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $55.69 to $56.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F24 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.35 to $37.88, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F25 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.80 to $29.18, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F26 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.50 to $28.8, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F27 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.30 to $28.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F28 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.30 to $29.11, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F29 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.00 to $20.08, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F30 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.68 to $33.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F31 A Contract For Differences (?CFD?) is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.