CNH Capital Co Ltd - Mar 19, 2021 Form 4 Insider Report for PubMatic, Inc. (PUBM)

Role
10%+ Owner
Signature
CNH Capital Co., Ltd., By: /s/ Woo Seob Kwak, Chief Executive Officer
Stock symbol
PUBM
Transactions as of
Mar 19, 2021
Transactions value $
$9,298,327
Form type
4
Date filed
3/22/2022, 05:48 PM
Previous filing
Mar 22, 2022
This filing has been restated, see here for the amended filing

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PUBM Class A Common Stock Purchase $171K +5K +3.79% $34.27 137K May 24, 2021 See Note F3, F5
transaction PUBM Class A Common Stock Purchase $409K +12K +1.63% $34.10 750K May 24, 2021 See Note F4
transaction PUBM Class A Common Stock Purchase $168K +5K +3.65% $33.63 142K May 25, 2021 See Note F3, F6
transaction PUBM Class A Common Stock Purchase $326K +10K +1.33% $32.63 760K May 25, 2021 See Note F4
transaction PUBM Class A Common Stock Purchase $163K +5K +33.33% $32.52 20K May 26, 2021 See Note F1, F7
transaction PUBM Class A Common Stock Purchase $340K +10K +1.32% $34.00 765K May 26, 2021 See Note F4
transaction PUBM Class A Common Stock Purchase $1.1M +35K +4.58% $31.30 800K May 27, 2021 See Note F4
transaction PUBM Class A Common Stock Purchase $311K +10K +7.04% $31.06 152K May 28, 2021 See Note F3, F8
transaction PUBM Class A Common Stock Purchase $148K +5K +0.63% $29.57 805K May 28, 2021 See Note F4
transaction PUBM Class A Common Stock Purchase $275K +9.35K +6.15% $29.42 161K Jun 1, 2021 See Note F3, F9
transaction PUBM Class A Common Stock Purchase $19.5K +650 +0.4% $30.00 162K Jun 1, 2021 See Note F3
transaction PUBM Class A Common Stock Purchase $131K +4.5K +22.5% $29.22 24.5K Jun 1, 2021 See Note F1, F10
transaction PUBM Class A Common Stock Purchase $15K +500 +2.04% $30.01 25K Jun 1, 2021 See Note F1
transaction PUBM Class A Common Stock Purchase $292K +10K +1.24% $29.18 815K Jun 1, 2021 See Note F4
transaction PUBM Class A Common Stock Purchase $145K +5K +3.09% $28.96 167K Jun 2, 2021 See Note F3, F11
transaction PUBM Class A Common Stock Purchase $295K +10K +1.23% $29.53 825K Jun 2, 2021 See Note F4
transaction PUBM Class A Common Stock Purchase $287K +10K +5.99% $28.74 177K Jun 3, 2021 See Note F3, F12
transaction PUBM Class A Common Stock Purchase $284K +10K +1.21% $28.42 835K Jun 3, 2021 See Note F4
transaction PUBM Class A Common Stock Purchase $245K +8.7K +4.91% $28.15 186K Jun 4, 2021 See Note F3, F13
transaction PUBM Class A Common Stock Purchase $37.7K +1.3K +0.7% $29.01 187K Jun 4, 2021 See Note F3, F14
transaction PUBM Class A Common Stock Purchase $137K +5K +0.6% $27.35 840K Jun 4, 2021 See Note F4
transaction PUBM Class A Common Stock Purchase $137K +5K +2.67% $27.46 192K Jun 7, 2021 See Note F3, F15
transaction PUBM Class A Common Stock Purchase $69K +2.5K +10% $27.59 27.5K Jun 7, 2021 See Note F1, F16
transaction PUBM Class A Common Stock Purchase $86.4K +3K +0.36% $28.79 843K Jun 7, 2021 See Note F4
transaction PUBM Class A Common Stock Purchase $150K +5K +2.6% $30.04 197K Jun 8, 2021 See Note F3, F17
transaction PUBM Class A Common Stock Purchase $212K +7K +0.83% $30.35 850K Jun 8, 2021 See Note F4
transaction PUBM Class A Common Stock Purchase $169K +5K +18.18% $33.72 32.5K Jun 14, 2021 See Note F1, F18
transaction PUBM Class A Common Stock Purchase $167K +5K +15.38% $33.38 37.5K Jun 15, 2021 See Note F1, F19
transaction PUBM Class A Common Stock Purchase $100K +3.02K +8.06% $33.23 40.5K Jun 16, 2021 See Note F1, F20
transaction PUBM Class A Common Stock Purchase $67.2K +1.98K +4.88% $33.96 42.5K Jun 16, 2021 See Note F1, F21

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PUBM Contract For Difference Purchase $146K +3K +23.08% $48.50 16K Mar 24, 2021 Class A Common Stock 3K See Note F1, F31
transaction PUBM Contract For Difference Purchase $230K +5K +10.31% $46.00 53.5K Mar 30, 2021 Class A Common Stock 5K See Note F2, F31
transaction PUBM Contract For Difference Purchase $315K +7K +16.11% $45.00 50.5K Mar 30, 2021 Class A Common Stock 7K See Note F3, F31
transaction PUBM Contract For Difference Purchase $139K +3K +5.94% $46.30 53.5K Mar 30, 2021 Class A Common Stock 3K See Note F3, F31
transaction PUBM Contract For Difference Purchase $28.5K +539 +1.01% $52.80 54K Apr 16, 2021 Class A Common Stock 539 See Note F3, F31
transaction PUBM Contract For Difference Purchase $774K +14.5K +26.78% $53.50 68.5K Apr 16, 2021 Class A Common Stock 14.5K See Note F3, F22, F31
transaction PUBM Contract For Difference Purchase $280K +5K +7.3% $55.94 73.5K Apr 16, 2021 Class A Common Stock 5K See Note F3, F23, F31
transaction PUBM Contract For Difference Purchase $188K +5K +31.25% $37.61 21K May 12, 2021 Class A Common Stock 5K See Note F1, F24, F31
transaction PUBM Contract For Difference Purchase $72.5K +2.5K +11.9% $29.00 23.5K Jun 2, 2021 Class A Common Stock 2.5K See Note F1, F25, F31
transaction PUBM Contract For Difference Purchase $144K +5K +21.28% $28.74 28.5K Jun 3, 2021 Class A Common Stock 5K See Note F1, F26, F31
transaction PUBM Contract For Difference Purchase $144K +5K +12.35% $28.76 45.5K Jun 3, 2021 Class A Common Stock 5K See Note F4, F27, F31
transaction PUBM Contract For Difference Purchase $69.6K +2.5K +8.77% $27.85 31K Jun 4, 2021 Class A Common Stock 2.5K See Note F1, F31
transaction PUBM Contract For Difference Purchase $71.8K +2.5K +8.06% $28.70 33.5K Jun 4, 2021 Class A Common Stock 2.5K See Note F1, F28, F31
transaction PUBM Contract For Difference Purchase $75.1K +2.5K +7.46% $30.02 36K Jun 8, 2021 Class A Common Stock 2.5K See Note F1, F29, F31
transaction PUBM Contract For Difference Purchase $169K +5K +10.99% $33.75 50.5K Jun 16, 2021 Class A Common Stock 5K See Note F4, F30, F31
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

CNH Capital Co Ltd is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Directly by Granite Holdings Co, Ltd. (?Granite?). CNH Co., Ltd. (?CNH?) is a subsidiary of Granite. Each of CNH Capital Co., Ltd. (?CNH Capital?) and CNH Hospitality Co., Ltd. (?CNH Hospitality?) is a subsidiary of CNH. Duk Ho Cho is the majority shareholder of Granite and chairperson of CNH. Because of the relationships described herein, Mr. Cho may be deemed to beneficially own the securities beneficially owned by Granite, Granite may be deemed to beneficially own the securities beneficially owned by CNH and CNH may be deemed to beneficially own the securities held by each of CNH Capital and CNH Hospitality. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.
F2 Directly held by CNH.
F3 Directly held by CNH Capital.
F4 Directly held by Duk Ho Cho.
F5 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.11 to $34.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F6 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.51 to $34.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F7 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $32.30 to $32.65, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F8 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.90 to $31.35, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F9 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.98 to $29.70, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F10 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.98 to $29.70, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F11 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.70 to $29.20, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F12 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.20 to $28.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F13 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.85 to $28.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F14 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.88 to $29.36, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F15 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.00 to $27.80, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F16 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.30 to $27.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F17 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.00 to $30.20, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F18 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.20 to $34.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F19 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.30 to $33.51, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F20 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $32.80 to $33.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F21 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.94 to $33.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F22 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $53.00 to $54.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F23 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $55.69 to $56.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F24 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.35 to $37.88, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F25 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.80 to $29.18, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F26 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.50 to $28.8, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F27 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.30 to $28.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F28 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.30 to $29.11, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F29 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.00 to $20.08, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F30 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.68 to $33.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F31 A Contract For Differences (?CFD?) is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.