Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ALZN | Common Stock | Other | -$85.5K | -57K | -0.38% | $1.50 | 14.9M | Mar 4, 2022 | By Ault Life Sciences, Inc | F1, F2 |
holding | ALZN | Common Stock | 2.5M | Mar 4, 2022 | Direct | ||||||
holding | ALZN | Common Stock | 7M | Mar 4, 2022 | By Digital Power Lending, LLC | F3 | |||||
holding | ALZN | Common Stock | 10M | Mar 4, 2022 | By Ault Life Sciences Fund, LLC | F4 |
Id | Content |
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F1 | The common stock was transferred in settlement of an aggregate of $85,500 of debt and obligations owed by Ault & Company, Inc. Mr. Ault is the Chief Executive Officer of Ault & Company, Inc. |
F2 | Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences, Inc. |
F3 | Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL. |
F4 | Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences Fund, LLC. |