Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | EMKR | Common Stock | Options Exercise | +10K | +2.6% | 395K | Dec 28, 2021 | Direct | F1 | ||
transaction | EMKR | Common Stock | Tax liability | -$38.2K | -5.44K | -1.38% | $7.03* | 389K | Dec 28, 2021 | Direct | F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | EMKR | Restricted Stock Units (RSUs) | Options Exercise | -10K | -100% | 0 | Dec 28, 2021 | Emcore Common Stock | 10K | Direct | F1, F3, F4 |
Id | Content |
---|---|
F1 | The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration. |
F2 | Represents the number of shares required to be withheld in accordance with Rule 16b-3 to cover the Reporting Person's tax withholding obligations in connection with the vesting of the restricted stock units reported herein. |
F3 | Each restricted stock unit represented a contingent right to receive one share of Emcore common stock. |
F4 | On December 28, 2017, the reporting person was granted 40,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date |