Jeffrey Rittichier - Aug 13, 2021 Form 4 Insider Report for EMCORE CORP (EMKR)

Role: Chief Executive Officer, Director
Signature: /s/ Ryan Hochgesang, attorney in fact
Stock symbol: EMKR
Transactions as of: Aug 13, 2021
Transactions value $: -$157,800
Form type: 4
Date filed: 8/16/2021, 09:00 AM
Next filing: Dec 29, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	EMKR	Common Stock	Sale	-$158K	-20K	-4.94%	$7.89^*	385K	Aug 13, 2021	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $7.79 to $7.98 per share. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Content

Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $7.79 to $7.98 per share. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.