Jeffrey Rittichier - 13 Aug 2021 Form 4 Insider Report for EMCORE CORP

Role: Chief Executive Officer, Director
Signature: /s/ Ryan Hochgesang, attorney in fact
Issuer symbol: N/A
Transactions as of: 13 Aug 2021
Net transactions value: -$157,800
Form type: 4
Filing time: 16 Aug 2021, 09:00:25 UTC
Next filing: 29 Dec 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	EMKR	Common Stock	Sale	$157,800	-20,000	-4.9%	$7.89^*	384,794	13 Aug 2021	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $7.79 to $7.98 per share. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Content

Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $7.79 to $7.98 per share. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.