Milton C. Ault III - Nov 24, 2021 Form 4 Insider Report for Ault Global Holdings, Inc. (AULT)

Role
Executive Chairman, Director
Signature
/s/ Milton C. Ault, III
Stock symbol
AULT
Transactions as of
Nov 24, 2021
Transactions value $
$303,437
Form type
4
Date filed
11/29/2021, 08:46 AM
Previous filing
Nov 24, 2021
Next filing
Dec 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AULT Common Stock Purchase $296K +155K +2.95% $1.91 5.41M Nov 24, 2021 By Ault Alpha LP F1, F2
transaction AULT Common Stock Purchase $6.66K +3.5K +2.4% $1.90 149K Nov 24, 2021 Direct F3
transaction AULT Common Stock Purchase $870 +500 +0.33% $1.74 150K Nov 26, 2021 Direct
holding AULT Common Stock 1.66M Nov 24, 2021 By Ault & Company, Inc F4
holding AULT Common Stock 3.41K Nov 24, 2021 By Philou Ventures, LLC F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The common stock was purchased by Ault Alpha LP ("Ault Alpha") in open market transactions on the transaction date, with a volume weighted average sale price of $1.9091. The range of sale prices on the transaction date was $1.9087 to $1.9107 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
F2 Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.
F3 The common stock was purchased in open market transactions on the transaction date, with a volume weighted average sale price of $1.9019. The range of sale prices on the transaction date was $1.8389 to $1.9284 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
F4 Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co
F5 Ault & Co. is the Manager of Philou Ventures, LLC. Milton C. Ault, III, as the Chief Executive Officer of Ault & Co., is deemed to beneficially own the shares held by Ault & Co.