Milton C. Ault III - Nov 22, 2021 Form 4 Insider Report for Ault Global Holdings, Inc. (AULT)

Role
Executive Chairman, Director
Signature
/s/ Milton C. Ault, III
Stock symbol
AULT
Transactions as of
Nov 22, 2021
Transactions value $
$5,019,596
Form type
4
Date filed
11/24/2021, 05:03 AM
Previous filing
Nov 17, 2021
Next filing
Nov 29, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AULT Common Stock Purchase $3M +1.52M +57.36% $1.97 4.17M Nov 22, 2021 By Ault Alpha LP F1, F2
transaction AULT Common Stock Purchase $2M +1.08M +25.9% $1.85 5.25M Nov 23, 2021 By Ault Alpha LP F2, F3
transaction AULT Common Stock Purchase $18K +10K +7.36% $1.80 146K Nov 23, 2021 Direct
holding AULT Common Stock 1.66M Nov 22, 2021 By Ault & Company, Inc. F4
holding AULT Common Stock 3.41K Nov 22, 2021 By Philou Ventures, LLC F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The common stock was purchased by Ault Alpha LP ("Ault Alpha") in open market transactions on the transaction date, with a volume weighted average sale price of $1.9747. The range of sale prices on the transaction date was $1.9461 to $2.0002 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
F2 Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha.
F3 The common stock was purchased by Ault Alpha in open market transactions on the transaction date, with a volume weighted average sale price of $1.8519. The range of sale prices on the transaction date was $1.8219 to $1.9178 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
F4 Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F5 Ault & Co. is the Manager of Philou Ventures, LLC. Milton C. Ault, III, as the Chief Executive Officer of Ault & Co., is deemed to beneficially own the shares held by Ault & Co.