Ronald E. Estes - 01 Nov 2024 Form 4 Insider Report for Trinity Capital Inc. (TRIN)

Role
Director
Signature
/s/ Sarah Stanton, on behalf of Ronald E. Estes
Issuer symbol
TRIN
Transactions as of
01 Nov 2024
Net transactions value
+$18,396
Form type
4
Filing time
09 Jun 2025, 20:50:19 UTC
Previous filing
28 Aug 2024
Next filing
14 Feb 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Estes Ronald E. Director C/O TRINITY CAPITAL INC., 1 N. 1ST STREET, SUITE 302, PHOENIX /s/ Sarah Stanton, on behalf of Ronald E. Estes 09 Jun 2025 0001796067

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TRIN Common Stock Purchase $4,050 +300 +1.2% $13.50 25,636 01 Nov 2024 Direct F1, F2
transaction TRIN Common Stock Purchase $14,346 +1,000 +3.9% $14.35 26,636 05 Jun 2025 Direct F1
holding TRIN Common Stock 8,837 01 Nov 2024 By The Estes Revocable Trust, dated January 12, 1990
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 3,335 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.
F2 Amended filing to correct a scrivener's error in the Form 4, filed on November 4, 2024 (the "Original Form 4") reporting the transaction. The Original Form 4 inadvertently reported that Mr. Estes acquired 500 shares at the price of $13.50, and this amended Form 4 corrects the reporting to reflect the correct number of shares acquired in that transaction and the correct amount of shares beneficially owned following the reported transaction. All other information in the Original Form 4 remains accurate and unchanged.

Remarks:

Sarah Stanton is signing on behalf of Mr. Estes pursuant to the power of attorney dated March 11, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. Estes filed on March 12, 2021.