Key facts
- This page summarizes Ronald E. Estes's Form 4 filing for Trinity Capital Inc. (TRIN).
- 3 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 28 Aug 2024, 19:49.
Ronald E. Estes - 26 Aug 2024 Form 4 Insider Report for Trinity Capital Inc. (TRIN)
- Reporting relationship
- Director
- Issuer ticker
- TRIN
- Reported as of
- 26 Aug 2024
- Net transaction value
- +$20,976
- SEC form
- 4
- Accepted by SEC
- 28 Aug 2024, 19:49:15 UTC
- Prior SEC filing
- 26 Aug 2024
- Next SEC filing
- 05 Nov 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Sarah Stanton, on behalf of Ronald E. Estes
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Ronald E. Estes filed Form 4 for Trinity Capital Inc. (TRIN) on 28 Aug 2024.
Change
- Previous filing in this sequence was filed on 26 Aug 2024.
- Current net transaction value: +$20,976.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
TRIN
transaction
Common Stock
Purchase
- Transaction value
- $7,005
- Shares
- +500
- Change %
- +2.2%
- Price
- $14.01
- Shares after
- 22,836
- Date
- 26 Aug 2024
- Ownership
- Direct
- Footnotes
- F1, F2, F3
TRIN
transaction
Common Stock
Purchase
- Transaction value
- $6,996
- Shares
- +500
- Change %
- +2.2%
- Price
- $13.99
- Shares after
- 23,336
- Date
- 26 Aug 2024
- Ownership
- Direct
- Footnotes
- F1, F3
TRIN
transaction
Common Stock
Purchase
- Transaction value
- $6,975
- Shares
- +500
- Change %
- +2.1%
- Price
- $13.95
- Shares after
- 23,836
- Date
- 26 Aug 2024
- Ownership
- Direct
- Footnotes
- F1, F3
TRIN
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 8,837
- Date
- 26 Aug 2024
- Ownership
- By The Estes Revocable Trust, dated January 12, 1990
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Reported holdings include shares acquired in dividend reinvestment transactions.
Footnote F2
Reported holdings have been updated to include certain shares indirectly owned by Mr. Estes through the Estes Revocable Trust dated January 12, 1990 in the row reporting his indirect ownership, which shares were erroneously included in the row reporting Mr. Estes' direct ownership in prior Form 4 filings due to administrative error.
Footnote F3
Includes 3,335 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.
SEC remarks
Sarah Stanton is signing on behalf of Mr. Estes pursuant to the power of attorney dated March 11, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. Estes filed on March 12, 2021.