Ronald E. Estes - Aug 26, 2024 Form 4 Insider Report for Trinity Capital Inc. (TRIN)

Role
Director
Signature
/s/ Sarah Stanton, on behalf of Ronald E. Estes
Stock symbol
TRIN
Transactions as of
Aug 26, 2024
Transactions value $
$20,976
Form type
4
Date filed
8/28/2024, 07:49 PM
Previous filing
Aug 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TRIN Common Stock Purchase $7.01K +500 +2.24% $14.01 22.8K Aug 26, 2024 Direct F1, F2, F3
transaction TRIN Common Stock Purchase $7K +500 +2.19% $13.99 23.3K Aug 26, 2024 Direct F1, F3
transaction TRIN Common Stock Purchase $6.98K +500 +2.14% $13.95 23.8K Aug 26, 2024 Direct F1, F3
holding TRIN Common Stock 8.84K Aug 26, 2024 By The Estes Revocable Trust, dated January 12, 1990 F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reported holdings include shares acquired in dividend reinvestment transactions.
F2 Reported holdings have been updated to include certain shares indirectly owned by Mr. Estes through the Estes Revocable Trust dated January 12, 1990 in the row reporting his indirect ownership, which shares were erroneously included in the row reporting Mr. Estes' direct ownership in prior Form 4 filings due to administrative error.
F3 Includes 3,335 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.

Remarks:

Sarah Stanton is signing on behalf of Mr. Estes pursuant to the power of attorney dated March 11, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. Estes filed on March 12, 2021.