Howard Weitzman - 02 Jun 2025 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
SVP, Chief Accounting Officer
Signature
/s/ Howard Weitzman
Issuer symbol
RILY
Transactions as of
02 Jun 2025
Net transactions value
-$2,791
Form type
4
Filing time
04 Jun 2025, 17:00:09 UTC
Previous filing
18 Mar 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
WEITZMAN HOWARD SVP, Chief Accounting Officer C/O B. RILEY FINANCIAL, INC., 11100 SANTA MONICA BLVD. SUITE 800, LOS ANGELES /s/ Howard Weitzman 04 Jun 2025 0001136368

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Disposed to Issuer $2,791 -915 -1.5% $3.05 58,571 02 Jun 2025 Direct F1
holding RILY Common Stock 7,500 02 Jun 2025 See Footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the cash settlement on June 2, 2025 of restricted stock units (RSUs) granted on May 24, 2022 under the B. Riley Financial, Inc. 2021 Stock Incentive Plan. Each RSU was settled for $3.05, the closing price per share of common stock of the Company on May 30, 2025.
F2 Held by self-directed 401(k) Plan.