Howard Weitzman - 14 Mar 2025 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
SVP, Chief Accounting Officer
Signature
/s/ Howard Weitzman
Issuer symbol
RILY
Transactions as of
14 Mar 2025
Net transactions value
-$39,753
Form type
4
Filing time
18 Mar 2025, 21:30:05 UTC
Previous filing
04 Jun 2024
Next filing
04 Jun 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Disposed to Issuer $39,753 -9,556 -14% $4.16 59,486 14 Mar 2025 Direct F1
holding RILY Common Stock 7,500 14 Mar 2025 See Footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the cash settlement on March 14, 2025 of restricted stock units (RSUs) granted on each of February 24, 2023 and March 4, 2024 under the B. Riley Financial, Inc. 2021 Stock Incentive Plan. Each RSU was settled for $4.16, the closing price per share of common stock of the Company on March 13, 2025.
F2 Held by self-directed 401(k) Plan.