Anastasiia Kotaieva - Nov 8, 2024 Form 4 Insider Report for Nukkleus Inc. (NUKK)

Role: Chief Executive Officer, Director
Signature: /s/ Anastasiia Kotaieva
Stock symbol: NUKK
Transactions as of: Nov 8, 2024
Transactions value $: $2,313,016
Form type: 4
Date filed: 12/20/2024, 04:01 PM
Previous filing: Dec 20, 2024

This filing has been restated, see here for the amended filing

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NUKK	Common Stock, $0.0001 par value per share	Award	$695K	+500K		$1.39	500K	Dec 16, 2024	Direct
transaction	NUKK	Common Stock, $0.0001 par value per share	Purchase	$771K	+320K		$2.41	320K	Nov 8, 2024	See Footnote	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	NUKK	Warrant	Purchase	$847K	+351K		$2.41	351K	Nov 8, 2024	Common	$351K	$2.41	See Footnote	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On November 8, 2024 as amended on November 14, 2024, Nukkleus Inc. entered into a Conversion Agreement with X Group Fund of Funds whereby the Company issued 319,952 shares of common stock and a Warrant to acquire 351,424 shares of common stock at an exercise price of $2.41 per share. Anastasiia Kotaieva, a director of the Company, is the owner of X Group Family of Funds Limited Partnership.