Anastasiia Kotaieva - Nov 8, 2024 Form 4/A - Amendment Insider Report for Nukkleus Inc. (NUKK)

Role
Chief Executive Officer, Director
Signature
/s/ Anastasiia Kotaieva
Stock symbol
NUKK
Transactions as of
Nov 8, 2024
Transactions value $
$1,826,516
Form type
4/A - Amendment
Date filed
12/23/2024, 08:36 AM
Date Of Original Report
Dec 20, 2024
Previous filing
Dec 20, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NUKK Common Stock, $0.0001 par value per share Award $209K +150K $1.39 150K Dec 16, 2024 Direct
transaction NUKK Common Stock, $0.0001 par value per share Purchase $771K +320K $2.41 320K Nov 8, 2024 See Footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NUKK Warrant Purchase $847K +351K $2.41 351K Nov 8, 2024 Common $351K $2.41 See Footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On November 8, 2024 as amended on November 14, 2024, Nukkleus Inc. entered into a Conversion Agreement with X Group Fund of Funds whereby the Company issued 319,952 shares of common stock and a Warrant to acquire 351,424 shares of common stock at an exercise price of $2.41 per share. Anastasiia Kotaieva, a director of the Company, is the owner of X Group Family of Funds Limited Partnership.

Remarks:

This amendment is being filed to correct the number of shares of common stock reported as acquired in the original Form 4 filed on December 20, 2024. The correct number of shares acquired is 150,000 shares of common stock as indicated above in Table I.