Anastasiia Kotaieva - 08 Nov 2024 Form 4/A - Amendment Insider Report for Nukkleus Inc. (NUKK)

Signature
/s/ Anastasiia Kotaieva
Issuer symbol
NUKK
Transactions as of
08 Nov 2024
Net transactions value
+$1,826,516
Form type
4/A - Amendment
Filing time
23 Dec 2024, 08:36:16 UTC
Date Of Original Report
20 Dec 2024
Previous filing
20 Dec 2024
Next filing
10 Oct 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NUKK Common Stock, $0.0001 par value per share Award $208,500 +150,000 $1.39 150,000 16 Dec 2024 Direct
transaction NUKK Common Stock, $0.0001 par value per share Purchase $771,084 +319,952 $2.41 319,952 08 Nov 2024 See Footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NUKK Warrant Purchase $846,932 +351,424 $2.41 351,424 08 Nov 2024 Common $351,424 $2.41 See Footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On November 8, 2024 as amended on November 14, 2024, Nukkleus Inc. entered into a Conversion Agreement with X Group Fund of Funds whereby the Company issued 319,952 shares of common stock and a Warrant to acquire 351,424 shares of common stock at an exercise price of $2.41 per share. Anastasiia Kotaieva, a director of the Company, is the owner of X Group Family of Funds Limited Partnership.

Remarks:

This amendment is being filed to correct the number of shares of common stock reported as acquired in the original Form 4 filed on December 20, 2024. The correct number of shares acquired is 150,000 shares of common stock as indicated above in Table I.