Patrick Wachsberger - Nov 14, 2024 Form 4 Insider Report for LiveOne, Inc. (LVO)

Role
Director
Signature
/s/ Patrick Wachsberger
Stock symbol
LVO
Transactions as of
Nov 14, 2024
Transactions value $
$0
Form type
4
Date filed
11/15/2024, 08:00 PM
Previous filing
Sep 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LVO Common Stock, $0.001 par value Options Exercise +60.5K 60.5K Nov 14, 2024 Direct F1
holding LVO Common Stock, $0.001 par value 5.17K Nov 14, 2024 See footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LVO Restricted Stock Units Options Exercise $0 -60.5K -100% $0.00 0 Nov 14, 2024 Common Stock, $0.001 par value 60.5K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units (the "RSUs") convert into Common Stock on a one-for-one basis.
F2 Represents shares held by the Wachsberger Family Trust, as the Reporting Person, a trustee of the Trust, holds shared voting and dispositive power over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein.
F3 Represents vested RSUs that were granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2023 to September 30, 2024. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock.