Ronald E. Estes - 01 Nov 2024 Form 4 Insider Report for Trinity Capital Inc. (TRIN)

Reporting relationship: Director
Issuer ticker: TRIN
Reported as of: 01 Nov 2024
Net transaction value: +$27,185
SEC form: 4
Accepted by SEC: 05 Nov 2024, 14:44:33 UTC
Prior SEC filing: 28 Aug 2024
Next SEC filing: 14 Feb 2025
Source filing: View source filing
Reporting owner signature: /s/ Sarah Stanton, on behalf of Ronald E. Estes

Key filing fact

Ronald E. Estes filed Form 4 for Trinity Capital Inc. (TRIN) on 05 Nov 2024.

Key facts

This page summarizes Ronald E. Estes's Form 4 filing for Trinity Capital Inc. (TRIN).
4 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 05 Nov 2024, 14:44.

Change

Previous filing in this sequence was filed on 28 Aug 2024.
Current net transaction value: +$27,185.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TRIN transaction

Common Stock

Purchase

Transaction value: $6,800
Shares: +500
Change %: +2.1%
Price: $13.60
Shares after: 24,336
Date: 01 Nov 2024
Ownership: Direct
Footnotes: F1, F2

TRIN transaction

Common Stock

Purchase

Transaction value: $6,810
Shares: +500
Change %: +2.1%
Price: $13.62
Shares after: 24,836
Date: 01 Nov 2024
Ownership: Direct
Footnotes: F1, F2

TRIN transaction

Common Stock

Purchase

Transaction value: $6,825
Shares: +500
Change %: +2%
Price: $13.65
Shares after: 25,336
Date: 01 Nov 2024
Ownership: Direct
Footnotes: F1, F2

TRIN transaction

Common Stock

Purchase

Transaction value: $6,750
Shares: +500
Change %: +2%
Price: $13.50
Shares after: 25,836
Date: 01 Nov 2024
Ownership: Direct
Footnotes: F1, F2

TRIN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 8,837
Date: 01 Nov 2024
Ownership: By The Estes Revocable Trust, dated January 12, 1990

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Reported holdings include shares acquired in dividend reinvestment transactions.

Footnote F2

Includes 3,335 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC remarks

Sarah Stanton is signing on behalf of Mr. Estes pursuant to the power of attorney dated March 11, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. Estes filed on March 12, 2021.