Kristopher Wright - 10 Sep 2024 Form 4 Insider Report for LiveOne, Inc. (LVO)

Reporting relationship: Director
Issuer ticker: LVO
Reported as of: 10 Sep 2024
Net transaction value: $0
SEC form: 4
Accepted by SEC: 12 Sep 2024, 21:01:27 UTC
Prior SEC filing: 15 Nov 2023
Next SEC filing: 15 Nov 2024
Source filing: View source filing
Reporting owner signature: /s/ Kristopher Wright

Key filing fact

Kristopher Wright filed Form 4 for LiveOne, Inc. (LVO) on 12 Sep 2024.

Key facts

This page summarizes Kristopher Wright's Form 4 filing for LiveOne, Inc. (LVO).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 12 Sep 2024, 21:01.

Change

Previous filing in this sequence was filed on 15 Nov 2023.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

LVO transaction Derivative

Restricted Stock Units

Award

Transaction value: $0
Shares: +57,325
Change %
Price: $0.000000
Shares after: 57,325
Date: 10 Sep 2024
Ownership: Direct
Underlying class: Common Stock, $0.001 par value
Underlying amount: 57,325
Exercise price
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

The Restricted Stock Units (the "RSUs") were granted to the Reporting Person as director fees for service on the Issuer's board of directors (the "Board") for the period from October 1, 2023 to September 30, 2024. The RSUs shall vest on October 31, 2024 (the "Vesting Date"), subject to the Reporting Person's continued service on the Board through the Vesting Date. Each RSU represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. The Board, in its sole discretion, will determine in accordance with the terms and conditions of the Issuer's 2016 Equity Incentive Plan, as amended, the form of payout of the RSUs (cash and/or stock). The Reporting Person shall have the option to defer the settlement of the RSUs until the earlier of such time as the Reporting Person is no longer serving on the Board or up to five years from the vesting date.