Randal J. Kirk - 09 Aug 2024 Form 4 Insider Report for PRECIGEN, INC. (PGEN)

Role: Director, 10%+ Owner
Signature: /s/ Randal J. Kirk
Issuer symbol: PGEN
Transactions as of: 09 Aug 2024
Net transactions value: +$19,999,999
Form type: 4
Filing time: 13 Aug 2024, 16:15:11 UTC
Previous filing: 03 May 2024
Next filing: 30 Dec 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PGEN	Common Stock	Purchase	$19,999,999	+23,529,411	+57%	$0.8500	64,547,214	09 Aug 2024	by R.J. Kirk DOT	F1
holding	PGEN	Common Stock						6,085,471	09 Aug 2024	by Third Security	F1
holding	PGEN	Common Stock						490,401	09 Aug 2024	by JPK 2008	F1
holding	PGEN	Common Stock						3,703,398	09 Aug 2024	by JPK 2009	F1
holding	PGEN	Common Stock						1,654,363	09 Aug 2024	by JPK 2012	F1
holding	PGEN	Common Stock						489,438	09 Aug 2024	by MGK 2008	F1
holding	PGEN	Common Stock						3,944,437	09 Aug 2024	by MGK 2009	F1
holding	PGEN	Common Stock						1,637,040	09 Aug 2024	by MGK 2011	F1
holding	PGEN	Common Stock						578,079	09 Aug 2024	by ZSK 2008	F1
holding	PGEN	Common Stock						351,120	09 Aug 2024	by ZSK 2009	F1
holding	PGEN	Common Stock						453,731	09 Aug 2024	by Kellie L. Banks LTT	F1
holding	PGEN	Common Stock						1,096,686	09 Aug 2024	by Parkview 2020	F1
holding	PGEN	Common Stock						13,520,789	09 Aug 2024	by Kapital Joe	F1
holding	PGEN	Common Stock						1,403	09 Aug 2024	by Lotus	F1
holding	PGEN	Common Stock						16,406,828	09 Aug 2024	by Sunset 2020	F1
holding	PGEN	Common Stock						1,144,481	09 Aug 2024	by Spouse

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), Third Security, LLC ("Third Security"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 LLC ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Parkview 2020 Limited Partnership ("Parkview 2020"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), and Sunset 2020 LLC ("Sunset 2020"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Content

Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), Third Security, LLC ("Third Security"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 LLC ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Parkview 2020 Limited Partnership ("Parkview 2020"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), and Sunset 2020 LLC ("Sunset 2020"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.