| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PGEN | Common Stock | Other | $0 | -58.8K | -100% | $0.00* | 0 | May 2, 2024 | by Sr. Staff | F1 |
| transaction | PGEN | Common Stock | Other | $0 | -8.79M | -100% | $0.00* | 0 | May 2, 2024 | by Staff 2001 | F1, F2 |
| transaction | PGEN | Common Stock | Other | $0 | -118K | -100% | $0.00* | 0 | May 2, 2024 | by Sr. Staff 2006 | F1 |
| transaction | PGEN | Common Stock | Other | $0 | -59.1K | -100% | $0.00* | 0 | May 2, 2024 | by Staff 2006 | F1 |
| transaction | PGEN | Common Stock | Other | $0 | -19.7K | -100% | $0.00* | 0 | May 2, 2024 | by Incentive 2006 | F1 |
| transaction | PGEN | Common Stock | Other | $0 | -5M | -100% | $0.00* | 0 | May 2, 2024 | by Sr. Staff 2007 | F1 |
| transaction | PGEN | Common Stock | Other | $0 | -2.5M | -100% | $0.00* | 0 | May 2, 2024 | by Staff 2007 | F1 |
| transaction | PGEN | Common Stock | Other | $0 | -833K | -100% | $0.00* | 0 | May 2, 2024 | by Incentive 2007 | F1 |
| transaction | PGEN | Common Stock | Other | $0 | -1.38M | -100% | $0.00* | 0 | May 2, 2024 | by Staff 2009 | F1 |
| transaction | PGEN | Common Stock | Other | $0 | -692K | -100% | $0.00* | 0 | May 2, 2024 | by Incentive 2009 | F1 |
| transaction | PGEN | Common Stock | Other | $0 | +8.9M | +27.7% | $0.00 | 41M | May 2, 2024 | by R.J. Kirk DOT | F1, F3 |
| transaction | PGEN | Common Stock | Other | $0 | +6.09M | $0.00 | 6.09M | May 2, 2024 | by Third Security | F1, F3 | |
| holding | PGEN | Common Stock | 490K | May 2, 2024 | by JPK 2008 | F4 | |||||
| holding | PGEN | Common Stock | 3.7M | May 2, 2024 | by JPK 2009 | F4 | |||||
| holding | PGEN | Common Stock | 1.65M | May 2, 2024 | by JPK 2012 | F4 | |||||
| holding | PGEN | Common Stock | 489K | May 2, 2024 | by MGK 2008 | F4 | |||||
| holding | PGEN | Common Stock | 3.94M | May 2, 2024 | by MGK 2009 | F4 | |||||
| holding | PGEN | Common Stock | 1.64M | May 2, 2024 | by MGK 2011 | F4 | |||||
| holding | PGEN | Common Stock | 578K | May 2, 2024 | by ZSK 2008 | F4 | |||||
| holding | PGEN | Common Stock | 351K | May 2, 2024 | by ZSK 2009 | F4 | |||||
| holding | PGEN | Common Stock | 454K | May 2, 2024 | by Kellie L. Banks LTT | F4 | |||||
| holding | PGEN | Common Stock | 1.1M | May 2, 2024 | by Parkview 2020 | F4 | |||||
| holding | PGEN | Common Stock | 13.5M | May 2, 2024 | by Kapital Joe | F4 | |||||
| holding | PGEN | Common Stock | 1.4K | May 2, 2024 | by Lotus | F4 | |||||
| holding | PGEN | Common Stock | 16.4M | May 2, 2024 | by Sunset 2020 | F4 | |||||
| holding | PGEN | Common Stock | 1.14M | May 2, 2024 | by Spouse |
| Id | Content |
|---|---|
| F1 | On May 2, 2024, each of Third Security Senior Staff LLC ("Sr. Staff"), Third Security Staff 2001 LLC ("Staff 2001"), Third Security Senior Staff 2006 LLC ("Sr. Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006"), Third Security Incentive 2006 LLC ("Incentive 2006"), Third Security Senior Staff 2007 LLC ("Sr. Staff 2007"), Third Security Staff 2007 LLC ("Staff 2007"), Third Security Incentive 2007 LLC ("Incentive 2007"), Third Security Staff 2009 LLC ("Staff 2009"), and Third Security Incentive 2009 LLC ("Incentive 2009") made a liquidating distribution of its assets in connection with the dissolution of the entity in accordance with the terms of its respective Limited Liability Company Agreement, including an aggregate of 19,447,371 shares of the issuer. |
| F2 | On May 2, 2024, in connection with the liquidation of the Staff LLCs, the following entities transferred all shares of the issuer held by the entity to Third Security Staff 2001 LLC in satisfaction of certain intercompany debt (an aggregate of 8,479,387 shares): Third Security Senior Staff 2008 LLC ("Sr. Staff 08"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Incentive 2010 LLC ("Incentive 2010"), Third Security Senior Staff 2015 LLC ("Sr. Staff 15"), and Third Security Staff 2015 LLC ("Staff 2015"). |
| F3 | R.J. Kirk Declaration of Trust ("R.J. Kirk DOT") and Third Security, LLC ("Third Security") received shares in their capacities as members of one or more of these entities. Randal J. Kirk controls each of R.J. Kirk DOT and Third Security. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. |
| F4 | Randal J. Kirk controls each of JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 LLC ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Parkview 2020 Limited Partnership ("Parkview 2020"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), and Sunset 2020 LLC ("Sunset 2020"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. |