| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RILY | Common Stock | Tax liability | $279,212 | -11,254 | -6.9% | $24.81 | 151,120 | 31 May 2024 | Direct | F1 |
| holding | RILY | Common Stock | 902,288 | 31 May 2024 | See note | F2 | |||||
| holding | RILY | Common Stock | 34,118 | 31 May 2024 | See note | F3 | |||||
| holding | RILY | Common Stock | 5,600 | 31 May 2024 | By wife | F4 | |||||
| holding | RILY | Common Stock | 3,405 | 31 May 2024 | By daughter | F5 | |||||
| holding | RILY | Common Stock | 3,405 | 31 May 2024 | By daughter | F6 | |||||
| holding | RILY | Common Stock | 3,405 | 31 May 2024 | By daughter | F7 |
| Id | Content |
|---|---|
| F1 | Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 31, 2021 and May 24, 2022. |
| F2 | Held of record by Thomas J. Kelleher and wife as Trustees for the Kelleher Family Trust. |
| F3 | Held by self-directed IRA: Thomas John Kelleher IRA. |
| F4 | Held with dispositive power for wife. |
| F5 | Held with dispositive power for a daughter. |
| F6 | Held with dispositive power for a daughter. |
| F7 | Held with dispositive power for a daughter. |