Thomas J. /adv Kelleher - 14 Mar 2025 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
Co-CEO
Signature
/s/ Thomas J. Kelleher
Issuer symbol
RILY
Transactions as of
14 Mar 2025
Net transactions value
-$183,493
Form type
4
Filing time
18 Mar 2025, 21:30:11 UTC
Previous filing
04 Jun 2024
Next filing
04 Jun 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Disposed to Issuer $183,493 -44,109 -29% $4.16 107,011 14 Mar 2025 Direct F1
holding RILY Common Stock 902,288 14 Mar 2025 See note F2
holding RILY Common Stock 34,118 14 Mar 2025 See note F3
holding RILY Common Stock 5,600 14 Mar 2025 By wife F4
holding RILY Common Stock 3,405 14 Mar 2025 By daughter F5
holding RILY Common Stock 3,405 14 Mar 2025 By daughter F6
holding RILY Common Stock 3,405 14 Mar 2025 By daughter F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the cash settlement on March 14, 2025 of restricted stock units (RSUs) granted on each of February 24, 2023 and March 4, 2024 under the B. Riley Financial, Inc. 2021 Stock Incentive Plan. Each RSU was settled for $4.16, the closing price per share of common stock of the Company on March 13, 2025.
F2 Held of record by Thomas J. Kelleher and wife as Trustees for the Kelleher Family Trust.
F3 Held by self-directed IRA: Thomas John Kelleher IRA.
F4 Held with dispositive power for wife.
F5 Held with dispositive power for a daughter.
F6 Held with dispositive power for a daughter.
F7 Held with dispositive power for a daughter.