Kyle Michael Wool - 29 May 2024 Form 4 Insider Report for Dominari Holdings Inc. (DOMH)

Role
President, Director, 10%+ Owner
Signature
/s/ Kyle Wool
Issuer symbol
DOMH
Transactions as of
29 May 2024
Net transactions value
+$11,000
Form type
4
Filing time
31 May 2024, 16:05:27 UTC
Previous filing
10 Apr 2024
Next filing
13 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOMH Common Stock Purchase $11,000 +5,000 +22% $2.20 27,750 29 May 2024 By Mr. Wool's SEP-IRA F1, F2
holding DOMH Common Stock 13,750 29 May 2024 By Ms. Yu's Pension F3
holding DOMH Common Stock 24,000 29 May 2024 By Mr. Wool's Rollover IRA F4
holding DOMH Common Stock 1,448,908 29 May 2024 Direct F5
holding DOMH Common Stock 1,477 29 May 2024 Catatonk Creek LLC F6
holding DOMH Common Stock 1,476 29 May 2024 Tioga 22 LLC F6
holding DOMH Common Stock 3,559 29 May 2024 Wool c/f Alison Cottone UTMA/NY Age 18 F7
holding DOMH Common Stock 1,477 29 May 2024 Dongam, LLC F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's SEP-IRA.
F2 The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA.
F3 The securities are directly held by Ms. Yu's pension, and they are indirectly held by Ms. Yu. Ms. Yu exercises control over the pension, and as such, has voting and investment power over the shares held by the pension.
F4 The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.
F5 Of the 1,448,908 shares reported as beneficially owned directly, 206,919 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares are beneficially owned directly by Ms. Yu.
F6 Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC.
F7 Mr. Wool controls this UTMA account until Ms. Cottone is 18 years old.
F8 Ms. Yu is the sole member of Dongam, LLC.