Kyle Wool - Apr 8, 2024 Form 4 Insider Report for Dominari Holdings Inc. (DOMH)

Role
President, Director, 10%+ Owner
Signature
/s/ Kyle Wool
Stock symbol
DOMH
Transactions as of
Apr 8, 2024
Transactions value $
$25,390
Form type
4
Date filed
4/10/2024, 04:10 PM
Previous filing
Apr 8, 2024
Next filing
May 31, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOMH Common Stock Purchase $12.7K +4.25K +22.97% $2.99 22.8K Apr 8, 2024 By Mr. Wool's SEP-IRA F1, F2
transaction DOMH Common Stock Purchase $12.7K +4.25K +44.74% $2.99 13.8K Apr 8, 2024 By Ms. Yu's Pension F3, F4
holding DOMH Common Stock 24K Apr 8, 2024 By Mr. Wool's Rollover IRA F5
holding DOMH Common Stock 1.45M Apr 8, 2024 Direct F6
holding DOMH Common Stock 1.48K Apr 8, 2024 Catatonk Creek LLC F7
holding DOMH Common Stock 1.48K Apr 8, 2024 Tioga 22 LLC F7
holding DOMH Common Stock 3.56K Apr 8, 2024 Wool c/f Alison Cottone UTMA/NY Age 18 F8
holding DOMH Common Stock 1.48K Apr 8, 2024 Dongam, LLC F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's SEP-IRA.
F2 The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA.
F3 Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's pension.
F4 The securities are directly held by Ms. Yu's pension, and they are indirectly held by Ms. Yu. Ms. Yu exercises control over the pension, and as such, has voting and investment power over the shares held by the pension
F5 The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.
F6 Of the 1,448,908 shares reported as beneficially owned directly, 206,919 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares are beneficially owned directly by Ms. Yu.
F7 Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC.
F8 Mr. Wool controls this UTMA account until Ms. Cottone is 18 years old.
F9 Ms. Yu is the sole member of Dongam, LLC.