Jennifer Schrader - Apr 1, 2024 Form 4 Insider Report for CaliberCos Inc. (CWD)

Role
President, Director, 10%+ Owner
Signature
/s/ Jennifer Schrader
Stock symbol
CWD
Transactions as of
Apr 1, 2024
Transactions value $
$0
Form type
4
Date filed
4/12/2024, 05:38 PM
Previous filing
Sep 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CWD Class A Common Stock Award +326K +108.29% 627K Apr 1, 2024 Direct F1, F2, F3
holding CWD Class B Common Stock 3.71M Apr 1, 2024 Direct
holding CWD Class A Common Stock 3.4M Apr 1, 2024 By spouse F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units ("RSUs") granted pursuant to Issuer's Amended and Restated 2017 Equity Incentive Plan, as amended (the "Plan"). The RSUs are common stock equivalents and represent a contingent right to receive Class A common stock of Issuer upon vesting.
F2 RSUs will vest 25% on January 1, 2025, and 1/36th each month thereafter for the following 36 months.
F3 Not applicable.
F4 Shares of Class A common stock held by Donnie R. Schrader who is Reporting Person's spouse. Reporting Person disclaims all shares held by Mr. Schrader, except to the extent of her pecuniary interest, if any, therein.