Jennifer Schrader - 25 Sep 2023 Form 4 Insider Report for CaliberCos Inc. (CWD)

Role
Pres., COO, Director, 10%+ Owner
Signature
/s/ Jennifer Schrader
Issuer symbol
CWD
Transactions as of
25 Sep 2023
Net transactions value
$0
Form type
4
Filing time
28 Sep 2023, 19:52:31 UTC
Previous filing
15 May 2023
Next filing
12 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CWD Common Stock Award $0 +301,131 $0.000000 301,131 25 Sep 2023 Direct F1, F2
holding CWD Common Stock 3,709,963 25 Sep 2023 Direct F3
holding CWD Common Stock 3,390,736 25 Sep 2023 By Donnie Schrader. F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units ("RSUs") granted pursuant to Issuer's Amended and Restated 2017 Stock Incentive Plan, as amended. The RSUs are common stock equivalents and represent a contingent right to receive Class A common stock of Issuer upon vesting.
F2 RSUs will vest 25% on January 1, 2024, and 1/36th each month thereafter for the following 36 months.
F3 Class B common stock held by Reporting Person.
F4 Shares of Class A common stock held by Donnie R. Schrader who is Reporting Person's spouse. Reporting Person disclaims all shares held by Mr. Schrader, except to the extent of her pecuniary interest, if any, therein.