Jennifer Schrader - Sep 25, 2023 Form 4 Insider Report for CaliberCos Inc. (CWD)

Role
Pres., COO, Director, 10%+ Owner
Signature
/s/ Jennifer Schrader
Stock symbol
CWD
Transactions as of
Sep 25, 2023
Transactions value $
$0
Form type
4
Date filed
9/28/2023, 07:52 PM
Previous filing
May 15, 2023
Next filing
Apr 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CWD Common Stock Award $0 +301K $0.00 301K Sep 25, 2023 Direct F1, F2
holding CWD Common Stock 3.71M Sep 25, 2023 Direct F3
holding CWD Common Stock 3.39M Sep 25, 2023 By Donnie Schrader. F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units ("RSUs") granted pursuant to Issuer's Amended and Restated 2017 Stock Incentive Plan, as amended. The RSUs are common stock equivalents and represent a contingent right to receive Class A common stock of Issuer upon vesting.
F2 RSUs will vest 25% on January 1, 2024, and 1/36th each month thereafter for the following 36 months.
F3 Class B common stock held by Reporting Person.
F4 Shares of Class A common stock held by Donnie R. Schrader who is Reporting Person's spouse. Reporting Person disclaims all shares held by Mr. Schrader, except to the extent of her pecuniary interest, if any, therein.