Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | RILY | Common Stock | Award | $17.80 | +1 | +0% | $17.84 | 95.4K | Dec 29, 2023 | Direct | F1 |
transaction | RILY | Common Stock | Award | $0 | +83.1K | +87.08% | $0.00 | 179K | Mar 4, 2024 | Direct | F2 |
holding | RILY | Common Stock | 892K | Mar 4, 2024 | See note | F3 | |||||
holding | RILY | Common Stock | 34.1K | Mar 4, 2024 | See note | F4 | |||||
holding | RILY | Common Stock | 5.6K | Mar 4, 2024 | By wife | F5 | |||||
holding | RILY | Common Stock | 3.41K | Mar 4, 2024 | By daughter | F6 | |||||
holding | RILY | Common Stock | 3.41K | Mar 4, 2024 | By daughter | F7 | |||||
holding | RILY | Common Stock | 3.41K | Mar 4, 2024 | By daughter | F8 |
Id | Content |
---|---|
F1 | Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3 (c). |
F2 | Represents a restricted stock unit award that settles in common stock of the Company and vests in three equal installments on March 15, 2025, March 15, 2026 and March 15, 2027. |
F3 | Held of record by Thomas J. Kelleher and wife as Trustees for the Kelleher Family Trust. |
F4 | Held by self-directed IRA: Thomas John Kelleher IRA. |
F5 | Held with dispositive power for wife. |
F6 | Held with dispositive power for a daughter. |
F7 | Held with dispositive power for a daughter. |
F8 | Held with dispositive power for a daughter. |