| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RILY | Common Stock | Award | $17.84 | +1 | +0% | $17.84 | 95,416 | 29 Dec 2023 | Direct | F1 |
| transaction | RILY | Common Stock | Award | $0 | +83,086 | +87% | $0.000000 | 178,502 | 04 Mar 2024 | Direct | F2 |
| holding | RILY | Common Stock | 891,558 | 04 Mar 2024 | See note | F3 | |||||
| holding | RILY | Common Stock | 34,118 | 04 Mar 2024 | See note | F4 | |||||
| holding | RILY | Common Stock | 5,600 | 04 Mar 2024 | By wife | F5 | |||||
| holding | RILY | Common Stock | 3,405 | 04 Mar 2024 | By daughter | F6 | |||||
| holding | RILY | Common Stock | 3,405 | 04 Mar 2024 | By daughter | F7 | |||||
| holding | RILY | Common Stock | 3,405 | 04 Mar 2024 | By daughter | F8 |
| Id | Content |
|---|---|
| F1 | Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3 (c). |
| F2 | Represents a restricted stock unit award that settles in common stock of the Company and vests in three equal installments on March 15, 2025, March 15, 2026 and March 15, 2027. |
| F3 | Held of record by Thomas J. Kelleher and wife as Trustees for the Kelleher Family Trust. |
| F4 | Held by self-directed IRA: Thomas John Kelleher IRA. |
| F5 | Held with dispositive power for wife. |
| F6 | Held with dispositive power for a daughter. |
| F7 | Held with dispositive power for a daughter. |
| F8 | Held with dispositive power for a daughter. |