| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RILY | Common Stock | Purchase | $404,392 | +20,000 | +2.3% | $20.22 | 896,544 | 15 Dec 2023 | See note | F1, F2 |
| transaction | RILY | Common Stock | Gift | $0 | -4,986 | -0.56% | $0.000000 | 891,558 | 15 Dec 2023 | See note | F2, F3 |
| holding | RILY | Common Stock | 95,415 | 15 Dec 2023 | Direct | ||||||
| holding | RILY | Common Stock | 34,118 | 15 Dec 2023 | See note | F4 | |||||
| holding | RILY | Common Stock | 5,600 | 15 Dec 2023 | By wife | F5 | |||||
| holding | RILY | Common Stock | 3,405 | 15 Dec 2023 | By daughter | F6 | |||||
| holding | RILY | Common Stock | 3,405 | 15 Dec 2023 | By daughter | F7 | |||||
| holding | RILY | Common Stock | 3,405 | 15 Dec 2023 | By daughter | F8 |
| Id | Content |
|---|---|
| F1 | These transactions were executed in multiple trades at prices ranging from $20.10 to $20.25. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| F2 | Held of record by Thomas J. Kelleher and wife as Trustees for the Kelleher Family Trust. |
| F3 | Represents shares gifted by the reporting person as follows: 1,662 shares each to the accounts of his three daughters. |
| F4 | Held by self-directed IRA: Thomas John Kelleher IRA. |
| F5 | Held with dispositive power for a daughter. |
| F6 | Held with dispositive power for a daughter. |
| F7 | Held with dispositive power for a daughter. |
| F8 | Held with dispositive power for a daughter. |