Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | RILY | Common Stock | Purchase | $404K | +20K | +2.28% | $20.22 | 897K | Dec 15, 2023 | See note | F1, F2 |
transaction | RILY | Common Stock | Gift | $0 | -4.99K | -0.56% | $0.00 | 892K | Dec 15, 2023 | See note | F2, F3 |
holding | RILY | Common Stock | 95.4K | Dec 15, 2023 | Direct | ||||||
holding | RILY | Common Stock | 34.1K | Dec 15, 2023 | See note | F4 | |||||
holding | RILY | Common Stock | 5.6K | Dec 15, 2023 | By wife | F5 | |||||
holding | RILY | Common Stock | 3.41K | Dec 15, 2023 | By daughter | F6 | |||||
holding | RILY | Common Stock | 3.41K | Dec 15, 2023 | By daughter | F7 | |||||
holding | RILY | Common Stock | 3.41K | Dec 15, 2023 | By daughter | F8 |
Id | Content |
---|---|
F1 | These transactions were executed in multiple trades at prices ranging from $20.10 to $20.25. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
F2 | Held of record by Thomas J. Kelleher and wife as Trustees for the Kelleher Family Trust. |
F3 | Represents shares gifted by the reporting person as follows: 1,662 shares each to the accounts of his three daughters. |
F4 | Held by self-directed IRA: Thomas John Kelleher IRA. |
F5 | Held with dispositive power for a daughter. |
F6 | Held with dispositive power for a daughter. |
F7 | Held with dispositive power for a daughter. |
F8 | Held with dispositive power for a daughter. |