Phillip J. Ahn - 04 Mar 2024 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
CFO & Chief Operating Officer
Signature
/s/ Phillip J. Ahn
Issuer symbol
RILY
Transactions as of
04 Mar 2024
Net transactions value
+$21,240
Form type
4
Filing time
06 Mar 2024, 18:56:58 UTC
Previous filing
06 Jun 2023
Next filing
19 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Award $21,222 +543 +0.19% $39.08 279,251 30 Jun 2023 Direct F1
transaction RILY Common Stock Award $17.84 +1 +0% $17.84 279,252 29 Dec 2023 Direct F1
transaction RILY Common Stock Award $0 +41,543 +15% $0.000000 320,795 04 Mar 2024 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3 (c).
F2 Represents a restricted stock unit award that settles in common stock of the Company and vests in three equal installments on March 15, 2025, March 15, 2026 and March 15, 2027.