Phillip J. Ahn - Mar 4, 2024 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
CFO & Chief Operating Officer
Signature
/s/ Phillip J. Ahn
Stock symbol
RILY
Transactions as of
Mar 4, 2024
Transactions value $
$21,240
Form type
4
Date filed
3/6/2024, 06:56 PM
Previous filing
Jun 6, 2023
Next filing
Mar 19, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Award $21.2K +543 +0.19% $39.08 279K Jun 30, 2023 Direct F1
transaction RILY Common Stock Award $17.80 +1 +0% $17.84 279K Dec 29, 2023 Direct F1
transaction RILY Common Stock Award $0 +41.5K +14.88% $0.00 321K Mar 4, 2024 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3 (c).
F2 Represents a restricted stock unit award that settles in common stock of the Company and vests in three equal installments on March 15, 2025, March 15, 2026 and March 15, 2027.