Phillip J. Ahn - Jun 2, 2023 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
CFO & Chief Operating Officer
Signature
/s/ Phillip J. Ahn
Stock symbol
RILY
Transactions as of
Jun 2, 2023
Transactions value $
-$229,728
Form type
4
Date filed
6/6/2023, 04:30 PM
Previous filing
May 26, 2023
Next filing
Mar 6, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Tax liability -$230K -6.31K -2.21% $36.43 279K Jun 2, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 28, 2021 and May 24, 2022.