| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | CDZI | Common Stock | 20,713,965 | 06 Mar 2024 | HHC $ Fund 2012 | ||||||
| holding | CDZI | Common Stock | 2,911,335 | 06 Mar 2024 | HHC Fund 2012 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CDZI | Convertible Loan | Purchase | $20,000,000 | $20,000,000 | 06 Mar 2024 | Common Stock | 3,773,585 | $5.30 | HHC $ Fund 2012 | F1 | |||
| transaction | CDZI | Warrants to Purchase Common Stock | Purchase | +1,000,000 | 1,000,000 | 06 Mar 2024 | Common Stock | 1,000,000 | $5.00 | HHC $ Fund 2012 | F2 |
| Id | Content |
|---|---|
| F1 | Pursuant to an amendment to Credit Agreement, dated as of March 6, 2024, HHC $ Fund 2012, an affiliate of the Reporting Person, invested a sum of $20 million in the form of a convertible loan, the terms of which are set forth in the Issuer's Form 8-K, filed with the SEC on March 6, 2024. If the convertible loan is held to maturity, an aggregate of 5,119,067 shares of common stock are issuable upon conversion, calculated based on 7% PIK interest through maturity, payable quarterly in arrears, and assuming no event of default. |
| F2 | In connection with the convertible loan, Cadiz issued 1,000,000 warrants to purchase common stock to an affiliate of the Reporting Person. |