Gloria E. Gebbia - 19 Jan 2024 Form 4 Insider Report for SIEBERT FINANCIAL CORP (SIEB)

Role: Director, Member of 10% owner group, 10%+ Owner
Signature: /s/ Gloria E. Gebbia
Issuer symbol: SIEB
Transactions as of: 19 Jan 2024
Net transactions value: $0
Form type: 4
Filing time: 23 Jan 2024, 15:50:04 UTC
Previous filing: 18 Dec 2023
Next filing: 05 Mar 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SIEB	Common Stock, $0.01 par value per share	Gift	$0	-108,000	-1.1%	$0.000000	10,076,714	19 Jan 2024	Direct	F1
holding	SIEB	Common Stock, $0.01 par value per share						16,960,323	19 Jan 2024	Control Group	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The Reporting Person gifted 108,000 shares of Issuer common stock to various family members of which 72,000 shares remained in the Reporting Person's indirect ownership. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
F2	The Reporting Person is part of a control group consisting of family members of the Reporting Person. Shares of Issuer common stock were gifted to family members of people within the control group, which resulted in a decrease of 72,000 shares of Issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

Content

The Reporting Person gifted 108,000 shares of Issuer common stock to various family members of which 72,000 shares remained in the Reporting Person's indirect ownership. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

The Reporting Person is part of a control group consisting of family members of the Reporting Person. Shares of Issuer common stock were gifted to family members of people within the control group, which resulted in a decrease of 72,000 shares of Issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.