Gloria E. Gebbia - 14 Dec 2023 Form 4 Insider Report for SIEBERT FINANCIAL CORP (SIEB)

Signature
/s/ Gloria E. Gebbia
Issuer symbol
SIEB
Transactions as of
14 Dec 2023
Net transactions value
$0
Form type
4
Filing time
18 Dec 2023, 15:00:36 UTC
Previous filing
24 May 2023
Next filing
23 Jan 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIEB Common Stock, $0.01 par value per share Gift $0 -72,000 -0.7% $0.000000 10,184,714 14 Dec 2023 Direct F1
holding SIEB Common Stock, $0.01 par value per share 16,996,323 14 Dec 2023 Control Group F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person gifted 72,000 shares of Issuer common stock to various family members included in the Reporting Person's indirect ownership. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
F2 The Reporting Person is part of a control group consisting of family members of the Reporting Person. Shares of Issuer common stock were gifted to family members of people within the control group, which resulted in no change in the shares of Issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.