OCA Acquisition Holdings LLC - Jan 11, 2024 Form 4 Insider Report for OCA Acquisition Corp. (OCAX)

Role: 10%+ Owner
Signature: OCA Acquisition Holdings LLC, By: /s/ Jeffrey Glat, Managing Director and Chief Financial Officer
Stock symbol: OCAX
Transactions as of: Jan 11, 2024
Transactions value $: $0
Form type: 4
Date filed: 1/16/2024, 05:02 PM
Previous filing: Jan 11, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	OCAX	Class A common stock	Conversion of derivative security		+300K			300K	Jan 11, 2024	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	OCAX	Class B common stock	Conversion of derivative security	$0	-300K	-8.03%	$0.00	3.44M	Jan 11, 2024	Class A common stock	300K		Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The shares of Class B Common Stock are convertible, at the option of the holder, into shares of Class A Common Stock on a one-for-one basis, for no additional consideration, and have no expiration date.
F2	These shares are held directly by OCA Acquisition Holdings LLC (the "Sponsor"). Olympus Capital Asia V, L.P. ("Olympus") currently is the managing member of the Sponsor. Olympus Capital Holdings Asia, LLC ("Olympus Capital") is the investment advisor to Olympus, and David Shen and Daniel Mintz possess certain consent rights over decisions with respect to the investments of Olympus and therefore may be deemed to have or share beneficial ownership of the Class A Common Stock held directly by OCA. Each of the Reporting Persons disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein.

Content

The shares of Class B Common Stock are convertible, at the option of the holder, into shares of Class A Common Stock on a one-for-one basis, for no additional consideration, and have no expiration date.

These shares are held directly by OCA Acquisition Holdings LLC (the "Sponsor"). Olympus Capital Asia V, L.P. ("Olympus") currently is the managing member of the Sponsor. Olympus Capital Holdings Asia, LLC ("Olympus Capital") is the investment advisor to Olympus, and David Shen and Daniel Mintz possess certain consent rights over decisions with respect to the investments of Olympus and therefore may be deemed to have or share beneficial ownership of the Class A Common Stock held directly by OCA. Each of the Reporting Persons disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein.