OCA Acquisition Holdings LLC - 20 Jan 2021 Form 3 Insider Report for OCA Acquisition Corp.

Role: 10%+ Owner
Signature: OCA Acquisition Holdings LLC, By: /s/ Jeffrey Glat, Managing Director and Chief Financial Officer
Issuer symbol: N/A
Transactions as of: 20 Jan 2021
Net transactions value: $0
Form type: 3
Filing time: 11 Jan 2024, 20:35:30 UTC
Next filing: 16 Jan 2024
SEC: View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	OCAX	Class B common stock							20 Jan 2021	Class A common stock	3,737,500		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each share of Class B common stock will automatically convert into one share of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis.
F2	This Form 3 is being filed by the following reporting persons: OCA Acquisition Holdings LLC (the "Sponsor"), David Shen, Daniel Mintz and Olympus Capital Holdings Asia, LLC ("Olympus Capital," and, together with the Sponsor, Mr. Shen and Mr. Mintz, the "Reporting Persons"). The Sponsor is the record holder of the shares reported herein. Olympus Capital Asia V, L.P. ("Olympus") currently is the majority and managing member of the Sponsor. Olympus Capital is the investment adviser to Olympus, and Mr. Shen and Mr. Mintz possess certain consent rights over decisions with respect to the investments of Olympus Capital and therefore may be deemed to beneficially own the reported securities. Each Reporting Person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein.

Content

Each share of Class B common stock will automatically convert into one share of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis.

This Form 3 is being filed by the following reporting persons: OCA Acquisition Holdings LLC (the "Sponsor"), David Shen, Daniel Mintz and Olympus Capital Holdings Asia, LLC ("Olympus Capital," and, together with the Sponsor, Mr. Shen and Mr. Mintz, the "Reporting Persons"). The Sponsor is the record holder of the shares reported herein. Olympus Capital Asia V, L.P. ("Olympus") currently is the majority and managing member of the Sponsor. Olympus Capital is the investment adviser to Olympus, and Mr. Shen and Mr. Mintz possess certain consent rights over decisions with respect to the investments of Olympus Capital and therefore may be deemed to beneficially own the reported securities. Each Reporting Person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein.

Remarks:

Exhibit List: Exhibit 24.1 - Power of Attorney (David Shen); Exhibit 24.2 - Power of Attorney (Daniel Mintz)