OCA Acquisition Holdings LLC - Jan 20, 2021 Form 3 Insider Report for OCA Acquisition Corp. (OCAX)

Role
10%+ Owner
Signature
OCA Acquisition Holdings LLC, By: /s/ Jeffrey Glat, Managing Director and Chief Financial Officer
Stock symbol
OCAX
Transactions as of
Jan 20, 2021
Transactions value $
$0
Form type
3
Date filed
1/11/2024, 08:35 PM
Next filing
Jan 16, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding OCAX Class B common stock Jan 20, 2021 Class A common stock 3.74M Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B common stock will automatically convert into one share of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis.
F2 This Form 3 is being filed by the following reporting persons: OCA Acquisition Holdings LLC (the "Sponsor"), David Shen, Daniel Mintz and Olympus Capital Holdings Asia, LLC ("Olympus Capital," and, together with the Sponsor, Mr. Shen and Mr. Mintz, the "Reporting Persons"). The Sponsor is the record holder of the shares reported herein. Olympus Capital Asia V, L.P. ("Olympus") currently is the majority and managing member of the Sponsor. Olympus Capital is the investment adviser to Olympus, and Mr. Shen and Mr. Mintz possess certain consent rights over decisions with respect to the investments of Olympus Capital and therefore may be deemed to beneficially own the reported securities. Each Reporting Person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein.

Remarks:

Exhibit List: Exhibit 24.1 - Power of Attorney (David Shen); Exhibit 24.2 - Power of Attorney (Daniel Mintz)