Howard Weitzman - 25 May 2023 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
SVP, Chief Accounting Officer
Signature
/s/ Howard Weitzman
Issuer symbol
RILY
Transactions as of
25 May 2023
Net transactions value
+$21,222
Form type
4
Filing time
29 Dec 2023, 16:34:09 UTC
Previous filing
26 May 2023
Next filing
06 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Gift $0 -1,394 -2.9% $0.000000 46,062 25 May 2023 Direct
transaction RILY Common Stock Award $21,222 +543 +1.2% $39.08 46,605 30 Jun 2023 Direct F1
holding RILY Common Stock 7,500 25 May 2023 See Footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2 Held by self-directed 401(k) Plan.