HOWARD WEITZMAN - 24 May 2023 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
SVP, Chief Accounting Officer
Signature
/s/ Howard Weitzman
Issuer symbol
RILY
Transactions as of
24 May 2023
Net transactions value
-$50,494
Form type
4
Filing time
26 May 2023, 17:00:35 UTC
Previous filing
28 Feb 2023
Next filing
29 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Tax liability $50,494 -1,371 -2.8% $36.83 48,366 24 May 2023 Direct F1
holding RILY Common Stock 7,500 24 May 2023 See Footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 21, 2020.
F2 Held by self-directed 401(k) Plan.