Kyle Wool - Dec 26, 2023 Form 4 Insider Report for Dominari Holdings Inc. (DOMH)

Role
President, Director, 10%+ Owner
Signature
/s/ Kyle Wool
Stock symbol
DOMH
Transactions as of
Dec 26, 2023
Transactions value $
$12,997
Form type
4
Date filed
12/28/2023, 08:00 AM
Previous filing
Dec 26, 2023
Next filing
Apr 8, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOMH Common Stock Purchase $13K +5K +125% $2.60 9K Dec 26, 2023 By Mr. Wool's SEP-IRA F1, F2
holding DOMH Common Stock 24K Dec 26, 2023 By Mr. Wool's Rollover IRA F3
holding DOMH Common Stock 1.45M Dec 26, 2023 Direct F4
holding DOMH Common Stock 1.48K Dec 26, 2023 Catatonk Creek LLC F5
holding DOMH Common Stock 1.48K Dec 26, 2023 Tioga 22 LLC F5
holding DOMH Common Stock 3.56K Dec 26, 2023 Wool c/f Alison Cottone UTMA/NY Age 18 F6
holding DOMH Common Stock 1.48K Dec 26, 2023 Dongam, LLC F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's SEP-IRA.
F2 The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA.
F3 The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.
F4 Of the 1,448,908 shares reported as beneficially owned directly, 206,919 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares are beneficially owned directly by Ms. Yu.
F5 Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC.
F6 Mr. Wool controls this UTMA account until Ms. Cottone is 18 years old.
F7 Ms. Yu is the sole member of Dongam, LLC.