Key facts
- This page summarizes Kyle Michael Wool's Form 4 filing for Dominari Holdings Inc. (DOMH).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 26 Dec 2023, 18:43.
Kyle Michael Wool - 21 Dec 2023 Form 4 Insider Report for Dominari Holdings Inc. (DOMH)
- Reporting relationship
- President, Director, 10%+ Owner
- Issuer ticker
- DOMH
- Reported as of
- 21 Dec 2023
- Net transaction value
- +$1,272,701
- SEC form
- 4
- Accepted by SEC
- 26 Dec 2023, 18:43:23 UTC
- Prior SEC filing
- 14 Dec 2023
- Next SEC filing
- 28 Dec 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Kyle Wool
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Kyle Michael Wool filed Form 4 for Dominari Holdings Inc. (DOMH) on 26 Dec 2023.
Change
- Previous filing in this sequence was filed on 14 Dec 2023.
- Current net transaction value: +$1,272,701.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
DOMH
transaction
Common Stock
Award
- Transaction value
- $1,272,701
- Shares
- +630,050
- Change %
- +77%
- Price
- $2.02
- Shares after
- 1,448,908
- Date
- 21 Dec 2023
- Ownership
- Direct
- Footnotes
- F3, F4
DOMH
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,000
- Date
- 21 Dec 2023
- Ownership
- By Mr. Wool's SEP-IRA
- Footnotes
- F1
DOMH
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 24,000
- Date
- 21 Dec 2023
- Ownership
- By Mr. Wool's Rollover IRA
- Footnotes
- F2
DOMH
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,477
- Date
- 21 Dec 2023
- Ownership
- Catatonk Creek LLC
- Footnotes
- F5
DOMH
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,476
- Date
- 21 Dec 2023
- Ownership
- Tioga 22 LLC
- Footnotes
- F5
DOMH
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,559
- Date
- 21 Dec 2023
- Ownership
- Wool c/f Alison Cottone UTMA/NY Age 18
- Footnotes
- F6
DOMH
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,477
- Date
- 21 Dec 2023
- Ownership
- Dongam, LLC
- Footnotes
- F7
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 7 footnotes
Footnote F1
The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA.
Footnote F2
The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.
Footnote F3
The Reporting Person has the right to receive 1,287,129 shares of the Issuer's common stock pursuant to the Issuer's 2022 Equity Incentive Plan (the "Plan") and her employment agreement with Dominari Securities LLC, an affiliate of the Issuer. Of the 1,287,129 shares, 657,079 shares were concurrently withheld at the time of grant by the Issuer for tax withholding purposes as permitted by Section 15(b) of the Plan.
Footnote F4
Of the 1,448,908 shares reported as beneficially owned directly, 206,919 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares are beneficially owned directly by Ms. Yu.
Footnote F5
Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC.
Footnote F6
Mr. Wool controls this UTMA account until Ms. Cottone is 18 years old.
Footnote F7
Ms. Yu is the sole member of Dongam, LLC.