Brent Suen - Dec 21, 2023 Form 4 Insider Report for Collective Audience, Inc. (CAUD)

Role
Director
Signature
/s/ Brent Suen
Stock symbol
CAUD
Transactions as of
Dec 21, 2023
Transactions value $
$90,300
Form type
4
Date filed
12/26/2023, 05:29 PM
Previous filing
Nov 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAUD Common Stock Purchase $30.1K +23.3K +2.31% $1.29 1.03M Dec 21, 2023 Direct F1
transaction CAUD Common Stock Purchase $30.1K +23.3K +2.26% $1.29 1.06M Dec 22, 2023 Direct F2
transaction CAUD Common Stock Purchase $30.1K +23.3K +2.21% $1.29 1.08M Dec 26, 2023 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 800,000 of the 1,032,911 shares noted above are in connection to a Management Earn Out Agreement, and are subject to conditions of the Company and may be lost.
F2 800,000 of the 1,056,244 shares noted above are in connection to a Management Earn Out Agreement, and are subject to conditions of the Company and may be lost.
F3 800,000 of the 1,079,578 shares noted above are in connection to a Management Earn Out Agreement, and are subject to conditions of the Company and may be lost.