Brent Suen - 21 Dec 2023 Form 4 Insider Report for Collective Audience, Inc.

Role
Director
Signature
/s/ Brent Suen
Issuer symbol
N/A
Transactions as of
21 Dec 2023
Net transactions value
+$90,300
Form type
4
Filing time
26 Dec 2023, 17:29:12 UTC
Previous filing
16 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAUD Common Stock Purchase $30,100 +23,333 +2.3% $1.29 1,032,911 21 Dec 2023 Direct F1
transaction CAUD Common Stock Purchase $30,100 +23,333 +2.3% $1.29 1,056,244 22 Dec 2023 Direct F2
transaction CAUD Common Stock Purchase $30,101 +23,334 +2.2% $1.29 1,079,578 26 Dec 2023 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 800,000 of the 1,032,911 shares noted above are in connection to a Management Earn Out Agreement, and are subject to conditions of the Company and may be lost.
F2 800,000 of the 1,056,244 shares noted above are in connection to a Management Earn Out Agreement, and are subject to conditions of the Company and may be lost.
F3 800,000 of the 1,079,578 shares noted above are in connection to a Management Earn Out Agreement, and are subject to conditions of the Company and may be lost.