Anthony Hayes - Sep 20, 2023 Form 4 Insider Report for Dominari Holdings Inc. (DOMH)

Role
CEO, Director
Signature
/s/ Anthony Hayes
Stock symbol
DOMH
Transactions as of
Sep 20, 2023
Transactions value $
$38,899
Form type
4
Date filed
9/22/2023, 08:30 AM
Previous filing
Sep 15, 2023
Next filing
Nov 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOMH Common Stock Purchase $18.7K +7.5K +375% $2.50 9.5K Sep 20, 2023 By Rollover IRA F1, F2, F3
transaction DOMH Common Stock Purchase $6.44K +2.5K +26.32% $2.57 12K Sep 20, 2023 By Rollover IRA F1, F2, F3
transaction DOMH Common Stock Purchase $13.7K +5K +41.67% $2.74 17K Sep 20, 2023 By Rollover IRA F1, F2, F3
holding DOMH Common Stock 219K Sep 20, 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA.
F2 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction.
F3 The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.