Anthony Hayes - Sep 13, 2023 Form 4 Insider Report for Dominari Holdings Inc. (DOMH)

Role
CEO, Director
Signature
/s/ Anthony Hayes
Stock symbol
DOMH
Transactions as of
Sep 13, 2023
Transactions value $
$5,494
Form type
4
Date filed
9/15/2023, 04:05 PM
Previous filing
Aug 25, 2023
Next filing
Sep 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOMH Common Stock Purchase $5.49K +2K $2.75 2K Sep 13, 2023 By Rollover IRA F1, F2
holding DOMH Common Stock 219K Sep 13, 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA.
F2 The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.