John W. Shaw - 18 Aug 2023 Form 4 Insider Report for SAFE & GREEN HOLDINGS CORP. (SGBX)

Role
10%+ Owner
Signature
/s/ John W. Shaw
Issuer symbol
SGBX
Transactions as of
18 Aug 2023
Net transactions value
+$427,800
Form type
4
Filing time
31 Aug 2023, 08:55:09 UTC
Previous filing
22 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SGBX Common Stock Exercise of in-the-money or at-the-money derivative security $427,000 +427,000 +14% $1.00* 3,568,700 18 Aug 2023 Direct
transaction SGBX Common Stock Exercise of in-the-money or at-the-money derivative security $800 +400 +0.01% $2.00* 3,569,100 18 Aug 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SGBX Call Option (right to buy) Exercise of in-the-money or at-the-money derivative security $0 -4,270 -100% $0.000000* 0 18 Aug 2023 Common Stock 427,000 $1.00 Direct F1
transaction SGBX Put Option (right to sell) Exercise of in-the-money or at-the-money derivative security $0 -4 -100% $0.000000* 0 18 Aug 2023 Common Stock 400 $2.00 Direct F1
transaction SGBX Call Option (Obligation to sell) Expiration of short derivative position $0 -900 -100% $0.000000* 0 18 Aug 2023 Common Stock 900,000 $3.00 Direct F1
transaction SGBX Call Option (Obligation to sell) Expiration of short derivative position $0 -100 -100% $0.000000* 0 18 Aug 2023 Common Stock 10,000 $4.00 Direct F1
transaction SGBX Put Option (Obligation to buy) Expiration of short derivative position $0 -577 -100% $0.000000* 0 18 Aug 2023 Common Stock 577,000 $1.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Denotes option exercisable at any time prior to the expiration date.