John W. Shaw - Aug 18, 2023 Form 4 Insider Report for SAFE & GREEN HOLDINGS CORP. (SGBX)

Role
10%+ Owner
Signature
/s/ John W. Shaw
Stock symbol
SGBX
Transactions as of
Aug 18, 2023
Transactions value $
$427,800
Form type
4
Date filed
8/31/2023, 08:55 AM
Previous filing
May 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SGBX Common Stock Exercise of in-the-money or at-the-money derivative security $427K +427K +13.59% $1.00* 3.57M Aug 18, 2023 Direct
transaction SGBX Common Stock Exercise of in-the-money or at-the-money derivative security $800 +400 +0.01% $2.00* 3.57M Aug 18, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SGBX Call Option (right to buy) Exercise of in-the-money or at-the-money derivative security $0 -4.27K -100% $0.00* 0 Aug 18, 2023 Common Stock 427K $1.00 Direct F1
transaction SGBX Put Option (right to sell) Exercise of in-the-money or at-the-money derivative security $0 -4 -100% $0.00* 0 Aug 18, 2023 Common Stock 400 $2.00 Direct F1
transaction SGBX Call Option (Obligation to sell) Expiration of short derivative position $0 -900 -100% $0.00* 0 Aug 18, 2023 Common Stock 900K $3.00 Direct F1
transaction SGBX Call Option (Obligation to sell) Expiration of short derivative position $0 -100 -100% $0.00* 0 Aug 18, 2023 Common Stock 10K $4.00 Direct F1
transaction SGBX Put Option (Obligation to buy) Expiration of short derivative position $0 -577 -100% $0.00* 0 Aug 18, 2023 Common Stock 577K $1.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Denotes option exercisable at any time prior to the expiration date.