John W. Shaw - May 18, 2023 Form 4 Insider Report for SAFE & GREEN HOLDINGS CORP. (SGBX)

Role
10%+ Owner
Signature
/s/ John William Shaw
Stock symbol
SGBX
Transactions as of
May 18, 2023
Transactions value $
$923,200
Form type
4
Date filed
5/22/2023, 03:58 PM
Previous filing
May 2, 2023
Next filing
Aug 31, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SGBX Common Stock Exercise of in-the-money or at-the-money derivative security $22.1K +22.1K +0.5% $1.00* 4.45M May 18, 2023 Direct F1, F4
transaction SGBX Common Stock Exercise of in-the-money or at-the-money derivative security $737K +369K +9.02% $2.00 4.45M May 19, 2023 Direct F2, F4
transaction SGBX Common Stock Exercise of in-the-money or at-the-money derivative security $164K +164K +3.82% $1.00* 4.45M May 19, 2023 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SGBX Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -221 -100% $0.00* 0 May 18, 2023 Common Stock 22.1K $1.00 Direct F1, F5
transaction SGBX Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -3.69K -100% $0.00* 0 May 19, 2023 Common Stock 369K $2.00 Direct F2, F5
transaction SGBX Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -1.64K -100% $0.00* 0 May 19, 2023 Common Stock 164K $1.00 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The counterparty to certain of the Reporting Person's outstanding short put options exercised such options and the Reporting Person was obligated to purchase these shares at an exercise price of $1.00 per share.
F2 The counterparty to certain of the Reporting Person's outstanding short put options exercised such options and the Reporting Person was obligated to purchase these shares at an exercise price of $2.00 per share.
F3 The counterparty to certain of the Reporting Person's outstanding short put options exercised such options and the Reporting Person was obligated to purchase these shares at an exercise price of $1.00 per share.
F4 As of 05/19/2023 this amount includes the rights and/or the obligations to purchase 1,111,900 shares in the aggregate that are exercisable subject to various call and put option contracts.
F5 Denotes option exercisable at any time prior to the expiration date.