Alan N. Forman - May 24, 2023 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
EVP, General Counsel, Sec
Signature
/s/ Alan N. Forman
Stock symbol
RILY
Transactions as of
May 24, 2023
Transactions value $
-$86,661
Form type
4
Date filed
5/26/2023, 05:00 PM
Previous filing
Feb 28, 2023
Next filing
Jun 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Tax liability -$86.7K -2.35K -1.75% $36.83 132K May 24, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 21, 2020.