Alan N. Forman - 24 Feb 2023 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
EVP, General Counsel, Sec
Signature
/s/ Alan N. Forman
Issuer symbol
RILY
Transactions as of
24 Feb 2023
Net transactions value
$0
Form type
4
Filing time
28 Feb 2023, 16:33:49 UTC
Previous filing
10 Feb 2023
Next filing
26 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Award $0 +7,384 +5.8% $0.000000 134,323 24 Feb 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a restricted stock unit award that settles in common stock of the Company and vests in three equal installments on March 15, 2024, March 15, 2025 and March 15, 2026.