Alan N. Forman - Feb 24, 2023 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
EVP, General Counsel, Sec
Signature
/s/ Alan N. Forman
Stock symbol
RILY
Transactions as of
Feb 24, 2023
Transactions value $
$0
Form type
4
Date filed
2/28/2023, 04:33 PM
Previous filing
Feb 10, 2023
Next filing
May 26, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Award $0 +7.38K +5.82% $0.00 134K Feb 24, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a restricted stock unit award that settles in common stock of the Company and vests in three equal installments on March 15, 2024, March 15, 2025 and March 15, 2026.