Christian L. Oberbeck - 21 Mar 2023 Form 4 Insider Report for SARATOGA INVESTMENT CORP. (SAR)

Role
CEO and Director, Director, 10%+ Owner
Signature
/s/ Christian Oberbeck
Issuer symbol
SAR
Transactions as of
21 Mar 2023
Net transactions value
$0
Form type
4
Filing time
22 Mar 2023, 14:18:25 UTC
Previous filing
08 Dec 2022
Next filing
08 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SAR Common Stock Other $0 -100 -0.01% $0.000000 684,628 21 Mar 2023 Direct F1
holding SAR Common Stock 217,774 21 Mar 2023 By CLO Partners LLC
holding SAR Common Stock 39,736 21 Mar 2023 By children
holding SAR Common Stock 1,280 21 Mar 2023 By wife
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 21, 2023, Mr. Oberbeck transferred 100 shares of common stock to a Saratoga employee as compensation.