Christian Oberbeck - Mar 21, 2023 Form 4 Insider Report for SARATOGA INVESTMENT CORP. (SAR)

Role
CEO and Director, Director, 10%+ Owner
Signature
/s/ Christian Oberbeck
Stock symbol
SAR
Transactions as of
Mar 21, 2023
Transactions value $
$0
Form type
4
Date filed
3/22/2023, 02:18 PM
Previous filing
Dec 8, 2022
Next filing
May 8, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SAR Common Stock Other $0 -100 -0.01% $0.00 685K Mar 21, 2023 Direct F1
holding SAR Common Stock 218K Mar 21, 2023 By CLO Partners LLC
holding SAR Common Stock 39.7K Mar 21, 2023 By children
holding SAR Common Stock 1.28K Mar 21, 2023 By wife
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 21, 2023, Mr. Oberbeck transferred 100 shares of common stock to a Saratoga employee as compensation.