Christian L. Oberbeck - 05 Dec 2022 Form 4 Insider Report for SARATOGA INVESTMENT CORP. (SAR)

Role
CEO and Director, Director, 10%+ Owner
Signature
/s/ Christian Oberbeck
Issuer symbol
SAR
Transactions as of
05 Dec 2022
Net transactions value
$0
Form type
4
Filing time
08 Dec 2022, 18:52:04 UTC
Previous filing
11 Oct 2022
Next filing
22 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SAR Common Stock Gift $0 -4,208 -0.61% $0.000000 688,544 05 Dec 2022 Direct F1
transaction SAR Common Stock Gift $0 -6,312 -0.92% $0.000000 682,232 05 Dec 2022 Direct F2
transaction SAR Common Stock Gift $0 -379 -0.06% $0.000000 681,853 06 Dec 2022 Direct F3
transaction SAR Common Stock Gift $0 +6,312 +20% $0.000000 38,653 05 Dec 2022 By children F2
holding SAR Common Stock 217,774 05 Dec 2022 By CLO Partners LLC
holding SAR Common Stock 1,245 05 Dec 2022 By wife
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction involved gifts of securities by the reporting person to his children, who do not share the reporting person's household.
F2 This transaction involved gifts of securities by the reporting person to his children, who share the reporting person's household.
F3 This transaction involved gifts of securities by the reporting person.