Jun Pei - Feb 8, 2023 Form 4 Insider Report for Cepton, Inc. (CPTN)

Role: CEO and President, Director, 10%+ Owner
Signature: /s/ Ming Qiu, Attorney-in-Fact for Jun Pei
Stock symbol: CPTN
Transactions as of: Feb 8, 2023
Transactions value $: $0
Form type: 4
Date filed: 2/15/2023, 04:00 PM
Previous filing: Dec 8, 2022
Next filing: Mar 17, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CPTN	Common Stock	Award	$0	+71.2K	$0.00	71.2K	Feb 8, 2023	By spouse	F1
holding	CPTN	Common Stock					1.62M	Feb 8, 2023	Direct
holding	CPTN	Common Stock					28M	Feb 8, 2023	See footnote	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The Issuer awarded the Reporting Person's spouse, who is an employee of the Issuer, 71,154 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock, that will vest in three equal installments on February 20, 2024, February 20, 2025 and February 20, 2026, in each case subject to early termination and adjustment as provided in the applicable award agreement.
F2	The shares of Common Stock are held by the Pei 2000 Trust, of which the Reporting Person is a trustee.

Content

The Issuer awarded the Reporting Person's spouse, who is an employee of the Issuer, 71,154 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock, that will vest in three equal installments on February 20, 2024, February 20, 2025 and February 20, 2026, in each case subject to early termination and adjustment as provided in the applicable award agreement.

The shares of Common Stock are held by the Pei 2000 Trust, of which the Reporting Person is a trustee.