Alfonso J. Cervantes Jr. - 16 Dec 2022 Form 4/A - Amendment Insider Report for SMART FOR LIFE, INC.

Signature
/s/ Alfonso J. Cervantes, Jr.
Issuer symbol
SMFL on OTC
Transactions as of
16 Dec 2022
Net transactions value
$0
Form type
4/A - Amendment
Filing time
21 Dec 2022, 16:14:40 UTC
Date Of Original Report
20 Dec 2022
Previous filing
16 Aug 2022
Next filing
12 Jun 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMFL Common Stock Other $0 -1,161,000 -18% $0.000000 5,229,000 16 Dec 2022 Held by Trilogy Capital Group, LLC F1, F2
holding SMFL Common Stock 2,000,000 16 Dec 2022 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 20, 2022, the reporting person filed a Form 4 which incorrectly stated that the price was $0.2570. This amendment has been filed by the reporting person to correct the price to $0. Trilogy Capital Group, LLC transferred the shares to third parties as consideration for previous consulting and advisory services rendered by such third parties to it from June 2021 to October 2022 and did not receive any cash compensation for such transfer.
F2 The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.