Alfonso J. Cervantes JR - Aug 12, 2022 Form 4 Insider Report for SMART FOR LIFE, INC. (SMFL)

Role
Executive Chairman, Director, 10%+ Owner
Signature
/s/ Alfonso J. Cervantes, Jr.
Stock symbol
SMFL
Transactions as of
Aug 12, 2022
Transactions value $
$0
Form type
4
Date filed
8/16/2022, 04:18 PM
Previous filing
Mar 14, 2022
Next filing
Dec 21, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMFL Stock Option (right to buy) Award $0 +300K $0.00 300K Aug 12, 2022 Common Stock 300K $0.69 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1/36 of the shares underlying the stock option shall vest on the last day of each quarter (March 31, June 30, September 30 and December 31) commencing on September 30, 2022, subject to the reporting person's continuous service (as defined in the Smart for Life, Inc. 2022 Equity Incentive Plan).