Garrett Gruener - Apr 8, 2022 Form 4 Insider Report for NANOMIX Corp (NNMX)

Signature
/s/ Garrett Gruener
Stock symbol
NNMX
Transactions as of
Apr 8, 2022
Transactions value $
$3,680,279
Form type
4
Date filed
12/19/2022, 05:59 PM
Previous filing
Sep 21, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NNMX Common Stock Purchase $655 +2.62K +0.01% $0.25 25.2M Dec 9, 2022 Direct
transaction NNMX Common Stock Purchase $1.85K +7.38K +0.03% $0.25 25.2M Dec 9, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NNMX Senior Secured Convertible Promissory Note Purchase $444K $2.49M Apr 8, 2022 Common Stock 379K $1.17 Direct F1
transaction NNMX Common Stock Purchase Warrants Purchase +569K +18.12% 3.71M Apr 8, 2022 Common Stock 569K $1.17 Direct F1
transaction NNMX Senior Secured Convertible Promissory Note Purchase $167K $2.66M Apr 26, 2022 Common Stock 142K $1.17 Direct F2
transaction NNMX Common Stock Purchase Warrants Purchase +213K +5.75% 3.92M Apr 26, 2022 Common Stock 213K $1.17 Direct F2
transaction NNMX Senior Secured Convertible Promissory Note Purchase $167K $2.83M May 13, 2022 Common Stock 142K $1.17 Direct F3
transaction NNMX Common Stock Purchase Warrants Purchase +213K +5.44% 4.14M May 13, 2022 Common Stock 213K $1.17 Direct F3
transaction NNMX Senior Secured Convertible Promissory Note Purchase $16.7K $2.84M May 19, 2022 Common Stock 14.2K $1.17 Direct F4
transaction NNMX Common Stock Purchase Warrants Purchase +21.3K +0.52% 4.16M May 19, 2022 Common Stock 21.3K $1.17 Direct F4
transaction NNMX Senior Secured Convertible Promissory Note Purchase $211K $3.05M May 25, 2022 Common Stock 180K $1.17 Direct F5
transaction NNMX Common Stock Purchase Warrants Purchase +270K +6.5% 4.43M May 25, 2022 Common Stock 270K $1.17 Direct F5
transaction NNMX Senior Secured Convertible Promissory Note Purchase $172K $3.23M Jun 10, 2022 Common Stock 147K $1.17 Direct F6
transaction NNMX Common Stock Purchase Warrants Purchase +220K +4.98% 4.65M Jun 10, 2022 Common Stock 220K $1.17 Direct F6
transaction NNMX Senior Secured Convertible Promissory Note Purchase $194K $3.42M Jun 22, 2022 Common Stock 166K $1.17 Direct F7
transaction NNMX Common Stock Purchase Warrants Purchase +249K +5.36% 4.9M Jun 22, 2022 Common Stock 249K $1.17 Direct F7
transaction NNMX Senior Secured Convertible Promissory Note Purchase $194K $3.61M Jul 13, 2022 Common Stock 166K $1.17 Direct F8
transaction NNMX Common Stock Purchase Warrants Purchase +249K +5.08% 5.15M Jul 13, 2022 Common Stock 249K $1.17 Direct F8
transaction NNMX Senior Secured Convertible Promissory Note Purchase $556K $4.17M Jul 27, 2022 Common Stock 479K $1.17 Direct F9
transaction NNMX Common Stock Purchase Warrants Purchase +711K +13.82% 5.86M Jul 27, 2022 Common Stock 711K $1.17 Direct F9
transaction NNMX Senior Secured Convertible Promissory Note Purchase $556K $4.73M Aug 23, 2022 Common Stock 479K $1.17 Direct F10
transaction NNMX Common Stock Purchase Warrants Purchase +711K +12.14% 6.57M Aug 23, 2022 Common Stock 711K $1.17 Direct F10
transaction NNMX Senior Secured Convertible Promissory Note Purchase $278K $5M Sep 9, 2022 Common Stock 237K $1.17 Direct F11
transaction NNMX Common Stock Purchase Warrants Purchase +356K +5.41% 6.92M Sep 9, 2022 Common Stock 356K $1.17 Direct F11
transaction NNMX Senior Secured Convertible Promissory Note Purchase $278K $5.28M Oct 11, 2022 Common Stock 237K $1.17 Direct F12
transaction NNMX Common Stock Purchase Warrants Purchase +356K +5.14% 7.28M Oct 11, 2022 Common Stock 356K $1.17 Direct F12
transaction NNMX Senior Secured Convertible Promissory Note Purchase $278K $5.56M Nov 10, 2022 Common Stock 237K $1.17 Direct F13
transaction NNMX Common Stock Purchase Warrants Purchase +356K +4.89% 7.63M Nov 10, 2022 Common Stock 356K $1.17 Direct F13
transaction NNMX Senior Secured Convertible Promissory Note Purchase $167K $5.73M Nov 28, 2022 Common Stock 142K $1.17 Direct F14
transaction NNMX Common Stock Purchase Warrants Purchase +213K +2.79% 7.85M Nov 28, 2022 Common Stock 213K $1.17 Direct F14
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On April 8, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $444,444 (the "4/8 Note") and (ii) a warrant to purchase 568,974 shares of the Issuer's common stock (the "4/8 Warrant") for an aggregate purchase price of $400,000. The 4/8 Note matures on April 8, 2024 unless earlier converted or extended as set forth in the 4/8 Note. The 4/8 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 4/8 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.
F2 On April 26, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $166,667 (the "4/26 Note") and (ii) a warrant to purchase 213,366 shares of the Issuer's common stock (the "4/26 Warrant") for an aggregate purchase price of $150,000. The 4/26 Note matures on April 26, 2024 unless earlier converted or extended as set forth in the 4/26 Note. The 4/26 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 4/26 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.
F3 On May 13, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $166,667 (the "5/13 Note") and (ii) a warrant to purchase 213,366 shares of the Issuer's common stock (the "5/13 Warrant") for an aggregate purchase price of $150,000. The 5/13 Note matures on May 13, 2024 unless earlier converted or extended as set forth in the 5/13 Note. The 5/13 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 5/13 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.
F4 On May 19, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $16,667 (the "5/19 Note") and (ii) a warrant to purchase 21,337 shares of the Issuer's common stock (the "5/19 Warrant") for an aggregate purchase price of $15,000. The 5/19 Note matures on May 19, 2024 unless earlier converted or extended as set forth in the 5/19 Note. The 5/19 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 5/19 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.
F5 On May 25, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $211,111 (the "5/25 Note") and (ii) a warrant to purchase 270,263 shares of the Issuer's common stock (the "5/25 Warrant") for an aggregate purchase price of $190,000. The 5/25 Note matures on May 25, 2024 unless earlier converted or extended as set forth in the 5/25 Note. The 5/25 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 5/25 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.
F6 On June 10, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $172,222 (the "6/10 Note") and (ii) a warrant to purchase 220,478 shares of the Issuer's common stock (the "6/10 Warrant") for an aggregate purchase price of $155,000. The 6/10 Note matures on June 10, 2024 unless earlier converted or extended as set forth in the 6/10 Note. The 6/10 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 6/10Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.
F7 On June 22, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $194,444 (the "6/22 Note") and (ii) a warrant to purchase 248,927 shares of the Issuer's common stock (the "6/22 Warrant") for an aggregate purchase price of $175,000. The 6/22 Note matures on June 22, 2024 unless earlier converted or extended as set forth in the 6/22 Note. The 6/22 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 6/22 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.
F8 On July 13, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $194,444 (the "7/13 Note") and (ii) a warrant to purchase 248,927 shares of the Issuer's common stock (the "7/13 Warrant") for an aggregate purchase price of $175,000. The 7/13 Note matures on July 13, 2024 unless earlier converted or extended as set forth in the 7/13 Note. The 7/13 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 7/13 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.
F9 On July 27, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $555,556 (the "7/27 Note") and (ii) a warrant to purchase 711,218 shares of the Issuer's common stock (the "7/27 Warrant") for an aggregate purchase price of $500,000. The 7/27 Note matures on July 27, 2024 unless earlier converted or extended as set forth in the 7/27 Note. The 7/27 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 7/27 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.
F10 On August 23, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $555,556 (the "8/23 Note") and (ii) a warrant to purchase 711,218 shares of the Issuer's common stock (the "8/23 Warrant") for an aggregate purchase price of $500,000. The 8/23 Note matures on August 23, 2024 unless earlier converted or extended as set forth in the 8/23 Note. The 8/23 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 8/23 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.
F11 On September 9, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $277,778 (the "9/9 Note") and (ii) a warrant to purchase 355,609 shares of the Issuer's common stock (the "9/9 Warrant") for an aggregate purchase price of $250,000. The 9/9 Note matures on September 9, 2024 unless earlier converted or extended as set forth in the 9/9 Note. The 9/9 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 9/9 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.
F12 On October 11, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $277,778 (the "10/11 Note") and (ii) a warrant to purchase 355,609 shares of the Issuer's common stock (the "10/11 Warrant") for an aggregate purchase price of $250,000. The 10/11 Note matures on October 11, 2024 unless earlier converted or extended as set forth in the 10/11 Note. The 10/11 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 10/11 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.
F13 On November 10, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $277,778 (the "11/10 Note") and (ii) a warrant to purchase 355,610 shares of the Issuer's common stock (the "11/10 Warrant") for an aggregate purchase price of $250,000. The 11/10 Note matures on November 10, 2024 unless earlier converted or extended as set forth in the 11/10 Note. The 11/10 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 11/10 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.
F14 On November 28, 2022, the Reporting Person was issued (i) a senior secured convertible note of the Issuer for an aggregate principal amount of $166,667 (the "11/28 Note") and (ii) a warrant to purchase 213,366 shares of the Issuer's common stock (the "11/28 Warrant") for an aggregate purchase price of $150,000. The 11/28 Note matures on November 28, 2024 unless earlier converted or extended as set forth in the 11/28 Note. The 11/28 Note is convertible at any time, at the holder's option, into shares of the Issuer's common stock at the Conversion Price. The 11/28 Warrant is exercisable at any time, at the holder's option, into shares of the Issuer's common stock at the Exercise Price. At any time during the continuance of any Event of Default, the Conversion Price in effect shall, at the option of the Reporting Person, be equal to the Alternative Conversion Price.